Part A · unit 04 · problems
Work, and the arrival of vector calculus
Work each problem on paper first. Under it, Hints opens a ladder one rung at a time — each rung appears only once the one before it is open, and the last gives the first line of the working — and Worked solution has the whole thing: the idea, the working, then a check. Read the solution after your attempt, including when you got it right. F folds everything back; D switches dark and light.
Thirteen problems, about five hours. Work them on paper first. Sign convention throughout: \(\vec F = -\nabla V\), and \(V\) is a potential energy, in joules.
Constants: \(GM_{\oplus} = 3.986004418\times10^{14}\ \mathrm{m^3\,s^{-2}}\), \(GM_{\text{Moon}} = 4.9028695\times10^{12}\ \mathrm{m^3\,s^{-2}}\), \(R_\oplus = 6.378137\times10^{6}\) m, \(\omega_\oplus = 7.292115\times10^{-5}\ \mathrm{s^{-1}}\), Earth–Moon distance \(D = 3.844\times10^{8}\) m, \(g = 9.81\ \mathrm{m\,s^{-2}}\).
Line integrals and the work–energy theorem
P1 Three paths, one field routine
exercises: line integrals from the definition, parametrisation invariance, closed loops
Let \(\vec F(x,y) = (y^2,\ x)\) on \(\mathbb R^2\).
- Compute \(\int_{\vec\gamma}\vec F\cdot\mathrm d\vec r\) from \((0,0)\) to \((1,1)\) along each of: the straight segment; the parabola \(y = x^2\); the parabola \(x = y^2\); and the two-leg path right along \(y=0\) then up along \(x=1\).
- Two of your four answers coincide. Does that show anything about \(\vec F\)? Say precisely what would have to be true of all paths.
- Reparametrise the straight segment as \(\vec\sigma(s) = (s^2, s^2)\), \(s\in[0,1]\), and check that the integral is unchanged.
- Write down a closed loop built from two of your paths whose circulation is \(-\tfrac16\), and say which way round it goes.
Hints · 3 rungs
Rung 1
Four numbers, then a one-sentence logical point, then a check, then a loop with an orientation. Nothing here needs a theorem: the definition of the line integral is the whole method.
Rung 2
Parametrise each path so that \(t\) runs from \(0\) to \(1\), write down \(\dot{\vec\gamma}\), and substitute. For the two-leg path do the two legs separately and add — on each leg one of \(\mathrm dx\), \(\mathrm dy\) is zero, which kills one of the two terms outright.
Rung 3
First line, straight path: \(\vec\gamma = (t,t)\), \(\dot{\vec\gamma} = (1,1)\), so the integrand is \(t^2\cdot1 + t\cdot1\). For part 4, you want a difference of two of your four numbers equal to \(-\tfrac16\); then decide the orientation by asking on which side of the circuit the enclosed triangle lies, and confirm with Green's theorem on \(\partial_xF_2-\partial_yF_1 = 1-2y\).
Worked solution
Idea. The definition is the whole content: substitute the parametrisation and integrate one variable. The interest is in what the four numbers do and do not prove.
1. The four integrals. Throughout, \(\vec F(\vec\gamma)\cdot\dot{\vec\gamma} = (\gamma_2)^2\dot\gamma_1 + \gamma_1\dot\gamma_2\).
- Straight, \(\vec\gamma = (t,t)\), \(\dot{\vec\gamma} = (1,1)\): \(\int_0^1 (t^2 + t)\,\mathrm dt = \tfrac13 + \tfrac12 = \tfrac56\).
- Parabola \(y = x^2\), \(\vec\gamma = (t,t^2)\), \(\dot{\vec\gamma} = (1,2t)\): \(\int_0^1 (t^4 + 2t^2)\,\mathrm dt = \tfrac15 + \tfrac23 = \tfrac{13}{15}\).
- Parabola \(x = y^2\), \(\vec\gamma = (t^2,t)\), \(\dot{\vec\gamma} = (2t,1)\): \(\int_0^1 (2t^3 + t^2)\,\mathrm dt = \tfrac12 + \tfrac13 = \tfrac56\).
- Right then up: on \(y = 0\) the integrand is \(0\cdot 1 + x\cdot 0 = 0\); on \(x = 1\) it is \(y^2\cdot 0 + 1\cdot 1 = 1\), giving \(\int_0^1 1 = 1\). Total \(\mathbf 1\).
Numerically: \(0.8333,\ 0.8667,\ 0.8333,\ 1\).
2. Nothing. Path-independence is a statement about every pair of paths, and two agreeing is a coincidence — here an exact one, produced by the symmetry \((x,y)\mapsto(y,x)\) acting on the pair of parabolas while the field is not symmetric. One disagreement, on the other hand, settles the question for good: since the straight line and \(y = x^2\) disagree, \(\vec F\) is not conservative on any open set containing both.
3. \(\vec\sigma(s) = (s^2,s^2)\), \(\dot{\vec\sigma} = (2s,2s)\): \[ \int_0^1\big(s^4\cdot 2s + s^2\cdot 2s\big)\mathrm ds = \tfrac26 + \tfrac24 = \tfrac13+\tfrac12 = \tfrac56 , \] unchanged, as parametrisation invariance promised: \(\varphi(s) = s^2\) is \(C^1\) and increasing on \([0,1]\) with \(\varphi(0)=0\), \(\varphi(1)=1\).
4. Out along the straight line and back along the two-leg path: \(\tfrac56 - 1 = -\tfrac16\). Explicitly, \((0,0)\to(1,1)\) along \(y=x\), then \((1,1)\to(1,0)\), then \((1,0)\to(0,0)\). That circuit has the triangle on its right, so it is negatively oriented — clockwise.
Check. Green's theorem, on the triangle with vertices \((0,0),(1,0),(1,1)\): \(\partial_xF_2-\partial_yF_1 = 1-2y\), and \[ \int_0^1\!\!\int_0^x (1-2y)\,\mathrm dy\,\mathrm dx = \int_0^1 (x - x^2)\,\mathrm dx = \tfrac12-\tfrac13 = \tfrac16 . \] Anticlockwise the circulation is \(+\tfrac16\); the loop above runs the other way and gives \(-\tfrac16\) ✓. The other loop — out along \(y=x^2\), back along the line — encloses the region between the two curves and gives \(\tfrac{13}{15}-\tfrac56 = \tfrac1{30}\), which the deck checks against Green too.
P2 Escape, and what the Earth's spin is worth routine
exercises: energy conservation in three dimensions, the work–energy theorem, a number
- From \(E = \tfrac12 mv^2 - GM_\oplus m/r\) and the requirement that the body reach \(r = \infty\), derive the escape speed from the Earth's surface and evaluate it.
- A launch site on the equator is already moving east at \(\omega_\oplus R_\oplus\). Evaluate that speed, and give the resulting saving as a percentage of the escape speed and as a percentage of the escape energy per unit mass. Explain in one line why the two percentages differ by roughly a factor of two.
- Repeat part 2 for a site at latitude \(45^\circ\), and for Kourou at \(5.2^\circ\) N. How much is the difference between Kourou and Cape Canaveral (\(28.5^\circ\) N) worth, in energy per unit mass?
- Why is the real minimum launch speed larger than any of these numbers? Name two effects this model omits.
Hints · 3 rungs
Rung 1
Part 1 is one equation with one unknown. Parts 2 and 3 are arithmetic on it. Part 4 wants two named physical effects, not a calculation.
Rung 2
"Just escapes" means the body arrives at infinity with nothing left, and \(V\to0\) there — so the conserved \(E\) is zero. For the percentages, keep the two quantities straight: the rocket supplies a speed \(v_{\mathrm{esc}} - v_{\text{spin}}\), and the energy per unit mass goes as the square of what it supplies.
Rung 3
First line: \(\tfrac12 v_{\mathrm{esc}}^2 = GM_\oplus/R_\oplus\). At latitude \(\lambda\) the ground moves east at \(\omega_\oplus R_\oplus\cos\lambda\) — unit 03's geometry, not a new fact. For the factor-of-two question, differentiate \(v^2\).
Worked solution
Idea. Energy is conserved, the potential vanishes at infinity, and the minimum launch is the one that just runs out of speed there.
1. \(E = \tfrac12 mv^2 - GM_\oplus m/r\) is constant. To reach \(r=\infty\) one needs \(\tfrac12 mv^2 = E + GM_\oplus m/r \ge 0\) for all \(r\), and since the left side tends to \(E\), the condition is \(E \ge 0\); \(E = 0\) is the cheapest. At \(r = R_\oplus\) that reads \(\tfrac12 v_{\mathrm{esc}}^2 = GM_\oplus/R_\oplus\), so \[ v_{\mathrm{esc}} = \sqrt{\frac{2GM_\oplus}{R_\oplus}} = \sqrt{\frac{2(3.986004418\times10^{14})}{6.378137\times10^{6}}} = 1.11799\times10^{4}\ \mathrm{m\,s^{-1}} = 11.18\ \mathrm{km\,s^{-1}} . \] It does not depend on \(m\), because \(m\) divides out of the equation of motion.
2. Equatorial surface speed \(\omega_\oplus R_\oplus = (7.292115\times10^{-5})(6.378137\times10^{6}) = 465.10\ \mathrm{m\,s^{-1}}\). The rocket must supply \(11\,179.88 - 465.10 = 10\,714.78\ \mathrm{m\,s^{-1}}\).
- Speed saving: \(465.10/11\,179.88 = 4.160\%\).
- Energy saving: \(1 - (10\,714.78/11\,179.88)^2 = 8.147\%\).
The factor of about two is differentiation: \(E \propto v^2\), so \(\Delta E/E \approx 2\,\Delta v/v\) for a small fractional change, and \(2\times4.160 = 8.32\), close to \(8.15\) with the second-order term accounting for the rest.
3. At latitude \(\lambda\) the surface speed is \(\omega_\oplus R_\oplus\cos\lambda\).
| site | \(\lambda\) | speed (m/s) | speed saving | energy saving |
|---|---|---|---|---|
| equator | \(0^\circ\) | 465.10 | 4.160% | 8.147% |
| Kourou | \(5.2^\circ\) | 463.19 | 4.143% | 8.114% |
| Cape Canaveral | \(28.5^\circ\) | 408.74 | 3.656% | 7.178% |
| mid-latitude | \(45^\circ\) | 328.88 | 2.942% | 5.797% |
Energy per unit mass: \(\tfrac12 v_{\mathrm{esc}}^2 = 6.2495\times10^{7}\ \mathrm{J\,kg^{-1}}\) with no help; \(5.7424\times10^{7}\) from Kourou and \(5.8009\times10^{7}\) from Canaveral. The difference is \(5.85\times10^{5}\ \mathrm{J\,kg^{-1}}\), that is \(0.94\%\) of the total.
4. Two omissions, both making the real requirement larger: atmospheric drag, which does negative work all the way up and is worst where the air is densest and the vehicle fastest; and gravity losses, because a real vehicle accelerates over minutes rather than instantaneously, and gravity keeps taking energy from it throughout the climb. (A third, smaller: steering losses from not thrusting along the velocity.)
Check. Dimensions: \(\sqrt{\mathrm{m^3s^{-2}}/\mathrm m} = \mathrm{m\,s^{-1}}\) ✓. Limit: at the poles \(\cos\lambda = 0\), the spin is worth nothing, and the saving is zero ✓. Sanity: \(11.18\ \mathrm{km\,s^{-1}}\) is the quoted figure for the Earth, and \(\sqrt2\) times the low-orbit circular speed \(\sqrt{GM/R} = 7.91\ \mathrm{km\,s^{-1}}\), as \(v_{\mathrm{esc}} = \sqrt2\,v_{\mathrm{circ}}\) demands ✓.
Conservative or not
P3 Is it conservative? medium
exercises: the closedness test, producing V or a loop, the role of the domain
For each field below, decide whether it is conservative on the stated domain. If it is, produce \(V\) explicitly and verify \(-\nabla V = \vec F\) by differentiating. If it is not, exhibit a specific closed loop in the domain and compute its circulation.
- \(\vec F = (2xy + z^2,\ x^2 + 2yz,\ y^2 + 2xz)\) on \(\mathbb R^3\).
- \(\vec F = (y,\ -x)\) on \(\mathbb R^2\).
- \(\vec F = -GMm\,\vec r/r^3\) on \(\mathbb R^3\setminus\{0\}\).
- \(\vec F = \big(-y,\ x,\ 0\big)/(x^2+y^2)\) on \(\mathbb R^3\) minus the \(z\)-axis.
- \(\vec F = (e^x\sin y,\ e^x\cos y)\) on \(\mathbb R^2\).
Then: exactly one of the five is closed but not conservative. Restrict it to a domain on which it is conservative, and give the potential there.
Hints · 3 rungs
Rung 1
Five verdicts, each with evidence: a function, or a loop with a number. Do the cheap test on all five first; it settles two of them immediately and tells you nothing about the other three except that they are still candidates.
Rung 2
The cheap test is \(\partial_jF_i = \partial_iF_j\). If it fails, you already know the answer is no, and Green's theorem will hand you a loop. If it passes, ask what the domain is: a domain that is a product of intervals is finished by the Poincaré lemma, and exactly one of these domains is not simply connected.
Rung 3
For field 1, look for \(V\) as a sum of terms each of which differentiates to one of the pieces: try \(-(x^2y + \dots)\) and fix it up. For field 4, the loop that works is the unit circle in the plane \(z=0\); for field 2, the same circle. For the final part, cut the domain of field 4 so that no loop can go round the missing axis, and the potential is an angle.
Worked solution
Idea. Test closedness first — it is one differentiation and it kills two of the five. Then, for the survivors, either the domain is simply connected and the Poincaré lemma finishes it, or the domain has a hole and a loop must be found.
1. \(\vec F = (2xy+z^2,\ x^2+2yz,\ y^2+2xz)\) on \(\mathbb R^3\). Closed: \(\partial_yF_1 = 2x = \partial_xF_2\); \(\partial_zF_1 = 2z = \partial_xF_3\); \(\partial_zF_2 = 2y = \partial_yF_3\). \(\mathbb R^3\) is a box — a product of open intervals — so by the Poincaré lemma it is conservative. Guess and verify: \[ V = -(x^2y + y^2z + xz^2),\qquad -\nabla V = (2xy + z^2,\ x^2+2yz,\ y^2+2xz) = \vec F . \]
2. \(\vec F = (y,-x)\) on \(\mathbb R^2\). Not closed: \(\partial_xF_2 - \partial_yF_1 = -1-1 = -2\). Loop: the unit circle \(\vec\gamma(t) = (\cos t,\sin t)\), \[ \oint = \int_0^{2\pi}\big[\sin t\,(-\sin t) + (-\cos t)(\cos t)\big]\mathrm dt = -\int_0^{2\pi}\!1\,\mathrm dt = -2\pi \ne 0 . \] (Green agrees: \(-2\times\text{area} = -2\pi\).)
3. \(\vec F = -GMm\,\vec r/r^3\) on \(\mathbb R^3\setminus\{0\}\). Conservative, with \(V = -GMm/r\): since \(\nabla r = \vec r/r\), \(\nabla V = GMm\,r^{-2}\nabla r = GMm\,\vec r/r^{3}\), so \(-\nabla V = \vec F\) ✓. (No appeal to the domain is needed once \(V\) is exhibited.)
4. \(\vec F = (-y,x,0)/(x^2+y^2)\) on \(\mathbb R^3\) minus the \(z\)-axis. Closed: with \(u = x^2+y^2\), \(\partial_xF_2 = (u-2x^2)/u^2 = (y^2-x^2)/u^2 = \partial_yF_1\), and every derivative involving the third component vanishes because \(F_3 \equiv 0\) and \(F_1, F_2\) do not depend on \(z\). Not conservative: the unit circle in the plane \(z = 0\) lies in the domain, and on it \(\vec F = (-\sin t,\cos t,0) = \dot{\vec\gamma}\), so \[ \oint\vec F\cdot\mathrm d\vec r = \int_0^{2\pi}\!1\,\mathrm dt = 2\pi \ne 0 . \] The domain is not simply connected — that loop cannot be contracted without crossing the missing axis.
5. \(\vec F = (e^x\sin y,\ e^x\cos y)\) on \(\mathbb R^2\). Closed: \(\partial_yF_1 = e^x\cos y = \partial_xF_2\). \(\mathbb R^2\) is a box, so conservative, with \(V = -e^x\sin y\) and \(-\nabla V = (e^x\sin y,\ e^x\cos y) = \vec F\) ✓.
The odd one out. Field 4 is closed and not conservative. Restrict it to the half-space \(\{x > 0\} = (0,\infty)\times\mathbb R\times\mathbb R\), a box: there \(V = -\arctan(y/x)\) works, since \(\partial_x\arctan(y/x) = -y/(x^2+y^2)\) and \(\partial_y\arctan(y/x) = x/(x^2+y^2)\), so \(-\nabla V = \vec F\) ✓. The field has not changed; the domain has, and with it the answer. That is the checkpoint.
Check. Dimensions are only meaningful in cases 3 and 4; in 3 both \(V\) and the work are joules ✓. Limits: in case 1, setting \(z = 0\) leaves \((2xy, x^2)\) with \(V = -x^2y\), the two-dimensional sub-case, and it is consistent ✓. In case 4 a loop of radius \(a\) about the axis gives \(2\pi\) for every \(a\), which is the size-independence that signals a topological count ✓.
P4 Green's theorem, both ways routine
exercises: Green's theorem, oriented boundaries, the area formula, where it does not apply
- Verify Green's theorem for \(\vec F = (xy,\ x^2)\) on the triangle with vertices \((0,0)\), \((1,0)\), \((1,1)\), by computing both sides.
- Deduce from Green's theorem that \(\text{area}(\Omega) = \tfrac12\oint_{\partial\Omega}(x\,\mathrm dy - y\,\mathrm dx)\), and use it to get the area of the ellipse \(x^2/a^2 + y^2/b^2 = 1\) from a boundary integral alone.
- The vortex \(\vec F_{\mathrm V} = (-y,x)/(x^2+y^2)\) has \(\partial_xF_2 - \partial_yF_1 = 0\), yet its circulation round the unit circle is \(2\pi\). State exactly which hypothesis of Green's theorem fails, and where.
Hints · 3 rungs
Rung 1
Part 1 is two computations that must agree. Part 2 is a choice of \(P\) and \(Q\) that makes the integrand equal to \(1\). Part 3 is one sentence naming a hypothesis and one naming a point.
Rung 2
For part 1, go round the triangle anticlockwise and treat each edge separately; the hypotenuse is the only one where both terms survive. For part 2, you want \(\partial_xQ - \partial_yP = 1\) with \(P\) and \(Q\) as simple as possible, and the factor \(\tfrac12\) in the statement is the clue to how the work is shared.
Rung 3
Part 2, first line: take \(P = -y/2\) and \(Q = x/2\), then parametrise the ellipse as \((a\cos t,\ b\sin t)\). Part 3: write down exactly which closed set Green's theorem requires \(\vec F\) to be \(C^1\) on, then look at the middle of it.
Worked solution
Idea. Compute both sides. Then notice that Green's theorem read backwards is a way of measuring an area from its boundary, and read carelessly is a way of proving something false.
1. \(\vec F = (xy, x^2)\) on the triangle \((0,0),(1,0),(1,1)\). Anticlockwise, the three edges:
- \((0,0)\to(1,0)\): \(\vec\gamma = (t,0)\), \(\mathrm dy = 0\), and \(P = xy = 0\). Contribution \(0\).
- \((1,0)\to(1,1)\): \(\vec\gamma = (1,t)\), \(\mathrm dx = 0\), \(Q = x^2 = 1\). Contribution \(\int_0^1 1\,\mathrm dt = 1\).
- \((1,1)\to(0,0)\): \(\vec\gamma = (1-t,1-t)\), \(\dot{\vec\gamma} = (-1,-1)\), \(P = Q = (1-t)^2\). Contribution \(\int_0^1 -2(1-t)^2\mathrm dt = -\tfrac23\).
Total \(0 + 1 - \tfrac23 = \tfrac13\). The other side: \(\partial_xQ - \partial_yP = 2x - x = x\), and \[ \int_0^1\!\!\int_0^x x\,\mathrm dy\,\mathrm dx = \int_0^1 x^2\,\mathrm dx = \tfrac13 . \] Both sides give \(\tfrac13\) ✓.
2. The area formula. This uses the general version of Green's theorem — the one the deck cites rather than proves, valid for a region with a piecewise-\(C^1\) boundary. Take \(P = -y/2\), \(Q = x/2\); then \(\partial_xQ - \partial_yP = \tfrac12 + \tfrac12 = 1\), and Green gives \(\tfrac12\oint(x\,\mathrm dy - y\,\mathrm dx) = \int\!\!\int_\Omega 1 = \text{area}(\Omega)\). For the ellipse, \(\vec\gamma(t) = (a\cos t,\ b\sin t)\): \[ \tfrac12\int_0^{2\pi}\big[a\cos t\cdot b\cos t - b\sin t\cdot(-a\sin t)\big]\mathrm dt = \tfrac{ab}{2}\int_0^{2\pi}\!1\,\mathrm dt = \pi ab . \]
3. Which hypothesis fails. Green's theorem requires \(\vec F\) to be \(C^1\) on an open set containing the closed region bounded by the loop. For the vortex and the unit circle, that region is the closed unit disc, and the vortex is not defined at its centre — it is not even bounded there. Nothing can be said about \(\partial_xF_2 - \partial_yF_1\) at the origin, because neither term exists. So the theorem does not apply, and its conclusion is false: the circulation is \(2\pi\).
Check. Dimensions: with \(\vec F\) dimensionless on a dimensionless plane, both sides of part 1 are pure numbers ✓. Limit for part 2: a circle of radius \(a\) gives \(\pi a^2\), and setting \(b = a\) in the ellipse formula agrees ✓. Part 3 sanity: replacing the unit circle by a circle of radius \(1\) about \((3,0)\) does satisfy the hypothesis, and the circulation is indeed \(0\) ✓.
P5 A family of vortices medium
exercises: curl by hand, scaling, circulation on circles, a number
For \(n \in \mathbb R\), let \(\vec F_n(x,y) = \big(-y,\ x\big)/(x^2+y^2)^n\) on \(U = \mathbb R^2\setminus\{0\}\).
- Show that \(\partial_x (F_n)_2 - \partial_y (F_n)_1 = 2(1-n)(x^2+y^2)^{-n}\), and deduce for which \(n\) the field is closed.
- Compute the circulation of \(\vec F_n\) round the circle of radius \(a\) centred at the origin. Evaluate it for \(n = 3\), \(a = 2\).
- For which \(n\) is \(\vec F_n\) conservative on \(U\)? Justify both the cases that fail and the case that is closed and still fails.
- For \(n \ne 1\), is \(\vec F_n\) conservative on the right half-plane \(\{x > 0\}\)? Answer with a theorem, not a computation.
Hints · 3 rungs
Rung 1
Part 1 is a function of \(x,y\) and \(n\); part 2 is a function of \(a\) and \(n\); parts 3 and 4 are verdicts with reasons. Every part is one differentiation or one substitution.
Rung 2
Write \(u = x^2+y^2\) and \(\vec F_n = (-y\,u^{-n},\ x\,u^{-n})\), then use the product rule with \(\partial_x u = 2x\) and \(\partial_y u = 2y\). For part 2, notice that on a circle of radius \(a\) the factor \(u^{-n}\) is the constant \(a^{-2n}\) and comes straight out of the integral.
Rung 3
Part 1, first line: \(\partial_x(F_n)_2 = u^{-n} + x\cdot(-n)u^{-n-1}(2x)\). For part 4, do not compute anything: one direction is the Poincaré lemma on a box, and the other is the necessary condition of the deck's first curl slide, which no shrinking of the domain can repair.
Worked solution
Idea. One differentiation gives the whole family at once, and the exponent \(n\) is visible in the answer as a single factor \((1-n)\).
1. With \(u = x^2+y^2\), \((F_n)_1 = -y\,u^{-n}\) and \((F_n)_2 = x\,u^{-n}\): \[ \partial_x (F_n)_2 = u^{-n} + x(-n)u^{-n-1}(2x) = u^{-n-1}\big(u - 2nx^2\big), \] \[ \partial_y (F_n)_1 = -u^{-n} - y(-n)u^{-n-1}(2y) = u^{-n-1}\big(-u + 2ny^2\big). \] Subtracting, \[ \partial_x(F_n)_2 - \partial_y(F_n)_1 = u^{-n-1}\big(2u - 2n(x^2+y^2)\big) = 2(1-n)\,u^{-n} . \] Since \(u > 0\) on \(U\), this vanishes identically exactly when \(n = 1\).
2. On the circle of radius \(a\), \(\vec\gamma(t) = a(\cos t,\sin t)\), \(\dot{\vec\gamma} = a(-\sin t,\cos t)\), and \(u = a^2\), so \(\vec F_n(\vec\gamma) = a^{1-2n}(-\sin t,\cos t)\). Hence \[ \oint = \int_0^{2\pi} a^{1-2n}\cdot a\,\big(\sin^2 t + \cos^2 t\big)\,\mathrm dt = 2\pi\,a^{2-2n} . \] For \(n = 3\), \(a = 2\): \(2\pi\cdot 2^{-4} = \pi/8 = 0.3927\).
3. Never. For \(n \ne 1\) the field is not closed, and a conservative field with a \(C^2\) potential must be closed, so it fails at the first hurdle. For \(n = 1\) it is closed but the circle of any radius has circulation \(2\pi \ne 0\), so condition (iii) of P6 fails and there is no potential on \(U\).
4. Only for \(n = 1\). The half-plane \(\{x>0\} = (0,\infty)\times\mathbb R\) is a box, so for \(n = 1\) the Poincaré lemma applies directly and gives \(V = -\arctan(y/x)\). For \(n \ne 1\) the field is still not closed there — closedness is a pointwise condition and shrinking the domain cannot create it — so it is still not conservative. No computation of a loop integral is needed in either direction; that is what the theorem is for.
Check. Dimensions: everything is a pure number ✓. Limits: \(n = 1\) in the part-2 formula gives \(2\pi a^0 = 2\pi\), independent of \(a\), which is the deck's vortex ✓. \(n = 0\) gives \(\vec F_0 = (-y,x)\), whose curl is \(2\) and whose circulation is \(2\pi a^2 = 2\times\text{area}\) ✓ — Green's theorem with a constant integrand. And \(n = \tfrac12\) gives circulation \(2\pi a\), matching a field of unit magnitude tangent to a circle of circumference \(2\pi a\) ✓.
P6 Proof: the three conditions are one medium
exercises: proving an equivalence, constructing a potential, where connectedness is used
Let \(\vec F\) be continuous on a connected open \(U \subseteq \mathbb R^n\). Prove in full that the following are equivalent, and say exactly where connectedness, openness and continuity are each used.
(i) \(\vec F = -\nabla V\) for some \(C^1\) function \(V\) on \(U\); (ii) \(\int_{\vec\gamma}\vec F\cdot\mathrm d\vec r\) depends only on the endpoints of \(\vec\gamma\); (iii) \(\oint_{\vec\gamma}\vec F\cdot\mathrm d\vec r = 0\) for every closed piecewise-\(C^1\) loop \(\vec\gamma\) in \(U\).
Include a proof that an open connected subset of \(\mathbb R^n\) is polygonally connected, and state what changes if \(U\) is not connected.
Hints · 3 rungs
Rung 1
Three implications to close a cycle, plus one topological lemma. Two of the three are a few lines; one of them is the whole problem, and it is the one that has to produce a function out of nothing.
Rung 2
The only material available for building \(V\) is the integral itself, so define \(V(\vec x)\) to be minus the integral from a fixed base point to \(\vec x\) — and notice that (ii) is exactly what makes that a definition rather than a list of values. To differentiate it, arrange for the last leg of the path to be a straight segment in the \(\vec e_i\) direction.
Rung 3
First line of the lemma: let \(A\) be the set of points reachable from \(\vec p\) by a polygonal path in \(U\), and show that \(A\) and \(U\setminus A\) are both open using a ball around each point. First line of the main step: \(V(\vec x + s\vec e_i) - V(\vec x) = -\int_0^s F_i(\vec x + u\vec e_i)\,\mathrm du\), after which the fundamental theorem of calculus does the rest — and note where continuity of \(\vec F\) was needed for it.
Worked solution
Idea. The cheap implications are (i)⇒(ii) and (ii)⇔(iii). The content is (ii)⇒(i), where a potential has to be manufactured — and the only material to hand is the integral itself.
(i) ⇒ (ii). The fundamental theorem of line integrals: for \(V\in C^1\) and \(\vec\gamma\) piecewise \(C^1\) in \(U\), the chain rule makes \(\frac{\mathrm d}{\mathrm dt}V(\vec\gamma) = \nabla V(\vec\gamma)\cdot\dot{\vec\gamma}\) on each smooth piece, so \(\int_{\vec\gamma}\vec F\cdot\mathrm d\vec r = -\int_{\vec\gamma}\nabla V\cdot\mathrm d\vec r = V(\vec\gamma(a)) - V(\vec\gamma(b))\), which sees only the endpoints.
(ii) ⇒ (iii). A closed loop has \(\vec\gamma(a) = \vec\gamma(b)\). By (ii) its integral equals that of the constant path at that point, whose derivative is zero, so the integral is \(0\).
(iii) ⇒ (ii). Let \(\vec\alpha, \vec\beta\) share endpoints. The concatenation of \(\vec\alpha\) with \(\vec\beta\) reversed is a closed piecewise-\(C^1\) loop, so by (iii) \(\int_{\vec\alpha} - \int_{\vec\beta} = 0\), the minus sign coming from parametrisation invariance under reversal.
(ii) ⇒ (i). First, \(U\) is polygonally connected. Fix \(\vec p\in U\) and let \(A\) be the set of points of \(U\) reachable from \(\vec p\) by a polygonal path inside \(U\). \(A\) is open: if \(\vec q\in A\), take a ball \(B(\vec q,\varepsilon) \subseteq U\) (openness of \(U\)); every point of that ball is reached from \(\vec q\) by one extra segment. \(U\setminus A\) is open by the identical argument. \(A\) is nonempty, and \(U\) is connected, so \(A = U\).
Now define, for \(\vec x\in U\), \[ V(\vec x) := -\int_{\vec p}^{\vec x}\vec F\cdot\mathrm d\vec r \] along any polygonal path in \(U\); by (ii) the value is independent of the path, so \(V\) is a well-defined function. Fix \(\vec x\) and \(\varepsilon>0\) with \(B(\vec x,\varepsilon)\subseteq U\). For \(|s|<\varepsilon\), reach \(\vec x + s\vec e_i\) by a path to \(\vec x\) followed by the segment \(u\mapsto\vec x + u\vec e_i\), \(u\) between \(0\) and \(s\). Then \[ V(\vec x + s\vec e_i) - V(\vec x) = -\int_0^s F_i(\vec x + u\vec e_i)\,\mathrm du . \] The integrand is continuous in \(u\) (continuity of \(\vec F\)), so the right-hand side is a \(C^1\) function of \(s\) with derivative \(-F_i(\vec x + s\vec e_i)\); at \(s = 0\), \(\partial_i V(\vec x) = -F_i(\vec x)\). Every partial derivative of \(V\) therefore exists on \(U\) and equals the continuous function \(-F_i\), so \(V\in C^1\) by unit 03's criterion, and \(\nabla V = -\vec F\). \(\square\)
Where each hypothesis is used.
- Openness twice: to get the balls in the polygonal-connectedness argument, and to have room for the segment \(\vec x + u\vec e_i\) when differentiating \(V\).
- Connectedness once, in (ii)⇒(i), and only to let a single base point \(\vec p\) serve the whole of \(U\).
- Continuity of \(\vec F\) once, to apply the fundamental theorem of calculus to \(s\mapsto\int_0^s F_i\). Without it the construction still defines \(V\), but \(V\) need not be differentiable.
If \(U\) is not connected, apply the argument to each connected component — each is open and connected — with its own base point. The resulting \(V\) is still \(C^1\) with \(\nabla V = -\vec F\), but now the additive constant may be chosen independently on each component, so \(V\) is determined by \(\vec F\) up to one constant per component rather than one overall.
Check. The construction, applied to the inverse-square field with \(\vec p\) at radius \(r_0\): the integral from \(\vec p\) to \(\vec x\) is \(GMm(1/r - 1/r_0)\), so \(V(\vec x) = GMm(1/r_0 - 1/r) = -GMm/r + GMm/r_0\) — the familiar potential plus a constant ✓. The arbitrary constant appears exactly where the base point was chosen, and letting \(r_0\to\infty\) removes it.
P7 The curl is an antisymmetric part medium
exercises: the hat map, curl of a gradient, an index argument with Clairaut
- Show that \(\mathrm{curl}(\nabla f) = \vec 0\) for every \(f \in C^2\), and name the theorem that does the work.
- Compute \(\mathrm{curl}(\vec\omega\times\vec r)\) for constant \(\vec\omega\), directly from the component formula, and check it against the deck's definition of the curl as twice the antisymmetric part.
- Let \(\vec F\) be \(C^2\) on a connected open \(U \subseteq \mathbb R^3\) with \(D\vec F(\vec x)\) antisymmetric at every \(\vec x\). Prove that \(\vec F(\vec r) = \vec\omega\times\vec r + \vec c\) for constant \(\vec\omega\) and \(\vec c\).
Hints · 3 rungs
Rung 1
Parts 1 and 2 are two lines each and produce, respectively, the zero vector and \(2\vec\omega\). Part 3's answer is a shape for \(\vec F\): affine, with an antisymmetric linear part.
Rung 2
For part 3 the hypothesis constrains only first derivatives, so differentiate it and see what the second derivatives are forced to do. You will need Clairaut to swap the order of differentiation and the hypothesis to swap the two indices of \(\vec F\); alternate the two moves.
Rung 3
Part 3, the chain to write down: starting from \(\partial_k\partial_j F_i\), apply the hypothesis, then Clairaut, then the hypothesis, then Clairaut, then the hypothesis, then Clairaut — six steps — and compare the result with what you started from. Then: a \(C^2\) function on a connected open set all of whose second derivatives vanish is affine. Finish with unit 03's hat map.
Worked solution
Idea. Parts 1 and 2 are two lines each. Part 3 is the interesting one: an antisymmetry condition on the first derivatives, plus Clairaut, forces all second derivatives to vanish.
1. \((\mathrm{curl}\,\nabla f)_1 = \partial_2(\nabla f)_3 - \partial_3(\nabla f)_2 = \partial_2\partial_3 f - \partial_3\partial_2 f = 0\) by Clairaut's theorem (unit 03), whose hypothesis is exactly \(f \in C^2\); the other two components are the same statement with the indices permuted. Equivalently and more structurally: \(D(\nabla f) = H\) is symmetric, so its antisymmetric part is zero, and the curl is twice that.
2. \(\vec\omega\times\vec r = (\omega_2z - \omega_3y,\ \omega_3x - \omega_1z,\ \omega_1y - \omega_2x)\). Then \[ (\mathrm{curl})_1 = \partial_2F_3 - \partial_3F_2 = \omega_1 - (-\omega_1) = 2\omega_1, \] and by the same computation \((\mathrm{curl})_2 = 2\omega_2\), \((\mathrm{curl})_3 = 2\omega_3\). So \(\mathrm{curl}(\vec\omega\times\vec r) = 2\vec\omega\). Against the definition: the map \(\vec r\mapsto\vec\omega\times\vec r\) is linear and equals \(\hat\omega\), so \(D\vec F = \hat\omega\) everywhere; \(\hat\omega\) is antisymmetric, so it is its own antisymmetric part, whose hat-map vector is \(\vec\omega\); twice that is \(2\vec\omega\) ✓.
3. Write \(R_{ij}\) for the hypothesis \(\partial_j F_i = -\partial_i F_j\), valid at every point of \(U\). Differentiate and apply Clairaut repeatedly: \[ \partial_k\partial_j F_i \overset{R}{=} -\partial_k\partial_i F_j \overset{\text{Cl}}{=} -\partial_i\partial_k F_j \overset{R}{=} +\partial_i\partial_j F_k \overset{\text{Cl}}{=} \partial_j\partial_i F_k \overset{R}{=} -\partial_j\partial_k F_i \overset{\text{Cl}}{=} -\partial_k\partial_j F_i . \] Hence \(\partial_k\partial_j F_i = 0\) for all \(i,j,k\): every second partial of every component vanishes on \(U\).
Therefore each \(\partial_j F_i\) has vanishing gradient on the connected open \(U\), so it is a constant \(A_{ij}\); and then \(F_i(\vec r) - \sum_j A_{ij}r_j\) has vanishing gradient, so it too is a constant \(c_i\). Thus \(\vec F(\vec r) = A\vec r + \vec c\) with \(A = D\vec F\) constant. By hypothesis \(A\) is antisymmetric, and unit 03's hat map is an isomorphism \(\mathbb R^3 \to \mathfrak{so}(3)\), so \(A = \hat\omega\) for a unique \(\vec\omega\), giving \[ \vec F(\vec r) = \vec\omega\times\vec r + \vec c . \qquad\square \]
Check. Dimensions: if \(\vec F\) is a velocity, \(\vec\omega\) is \(\mathrm{s^{-1}}\) and \(\vec c\) is \(\mathrm{m\,s^{-1}}\) — the general rigid motion, a rotation plus a translation ✓. Special case: \(\vec\omega = \vec 0\) gives the constant fields, whose derivative is \(0\), which is antisymmetric ✓. Physical reading: the fields with antisymmetric derivative everywhere are exactly the rigid velocity fields — the ones that strain nothing, since the symmetric part of \(D\vec F\) is the rate of strain. Part 3 is the statement that rigid motions are the only strain-free motions, which is the theorem unit 22 needs.
Landscapes and stability
P8 The monkey saddle hard
exercises: degenerate critical points, going beyond the Hessian, a qualitative sketch
Let \(V(x,y) = x^3 - 3xy^2\).
- Find every critical point of \(V\) and compute the Hessian at each. What does the classification theorem of the deck tell you?
- Show that \(V = r^3\cos 3\theta\) in polar coordinates, and use that to classify the critical point completely: describe the set \(\{V = 0\}\), the regions where \(V > 0\) and \(V < 0\), and the behaviour of \(V\) along each of the six rays \(\theta = k\pi/3\).
- Sketch the trajectories of \(\dot{\vec r} = -\nabla V\) near the origin, and say how many directions of approach and of departure there are. Then go once round a small circle about the origin and count how many times the direction of \(-\nabla V\) turns — the winding number of the deck's last curl slide, applied to the curve that \(-\nabla V\) traces.
- Verify that \(\partial_x^2V + \partial_y^2V = 0\) everywhere. What does the deck's remark about the trace of the Hessian then say about equilibria of \(m\ddot{\vec r} = -\nabla V\)?
Hints · 3 rungs
Rung 1
There is exactly one critical point, and the deck's classification theorem will refuse to say anything about it. The answer is a picture, justified by a change of coordinates, plus one identity in part 4.
Rung 2
\(V\) is homogeneous: \(V(t\vec r) = t^3V(\vec r)\). So everything is determined by \(V\) on the unit circle, and polar coordinates are the right ones. The triple-angle identity \(\cos3\theta = 4\cos^3\theta - 3\cos\theta\) is what turns \(x^3-3xy^2\) into something you can read.
Rung 3
Part 2, first line: substitute \(x = r\cos\theta\), \(y = r\sin\theta\) and use \(\sin^2\theta = 1-\cos^2\theta\) to get \(r^3(4\cos^3\theta - 3\cos\theta)\). For part 3, remember that \(\dot{\vec r} = -\nabla V\) decreases \(V\), and count the rays on which \(V = \pm r^3\). For part 4, add the two pure second partials of \(x^3-3xy^2\) and look at the deck's worked example on two masses.
Worked solution
Idea. The Hessian is the zero matrix, so the second-order test is silent. The homogeneity \(V(t\vec r) = t^3V(\vec r)\) says the whole behaviour is visible on the unit circle, and polar coordinates read it off.
1. \(\nabla V = (3x^2 - 3y^2,\ -6xy)\). Setting both to zero: \(xy = 0\) and \(x^2 = y^2\), whose only common solution is \(x = y = 0\). So the origin is the only critical point. The Hessian is \[ H(x,y) = \begin{pmatrix} 6x & -6y \\ -6y & -6x\end{pmatrix}, \qquad H(0,0) = \begin{pmatrix}0&0\\0&0\end{pmatrix} . \] Degenerate, \(\det H = 0\), and the classification theorem says nothing at all.
2. With \(x = r\cos\theta\), \(y = r\sin\theta\), \[ x^3 - 3xy^2 = r^3\big(\cos^3\theta - 3\cos\theta\sin^2\theta\big) = r^3\big(4\cos^3\theta - 3\cos\theta\big) = r^3\cos3\theta , \] using \(\sin^2 = 1-\cos^2\) and the triple-angle identity.
- \(\{V = 0\}\) is \(\cos3\theta = 0\), that is \(\theta = \pi/6 + k\pi/3\): six rays through the origin, at \(60^\circ\) to one another.
- Between consecutive rays the sign of \(\cos3\theta\) alternates, so there are three open sectors of width \(60^\circ\) on which \(V > 0\) and three on which \(V < 0\).
- Along \(\theta = 0,\ 2\pi/3,\ 4\pi/3\): \(\cos3\theta = 1\) and \(V = +r^3\), rising out of the origin — three ridges. Along \(\theta = \pi/3,\ \pi,\ 5\pi/3\): \(\cos3\theta = -1\) and \(V = -r^3\), falling — three valleys.
The origin is therefore neither a maximum nor a minimum: every neighbourhood contains points with \(V>0\) and points with \(V<0\). It is a saddle with six sectors rather than the usual four, which is why it is called a monkey saddle — a saddle with a place for the tail.
3. The flow of \(\dot{\vec r} = -\nabla V\). The flow decreases \(V\), so it runs down the landscape: trajectories leave the origin along the three valleys \(\theta = \pi/3, \pi, 5\pi/3\) and arrive at the origin along the three ridges \(\theta = 0, 2\pi/3, 4\pi/3\). Three directions of approach, three of departure, and six hyperbolic sectors between them.
Why the rays are the whole story: on each of the six rays \(\theta = k\pi/3\), \(-\nabla V\) is radial (it is \(\mp3r^2\hat r\), from the formula below), so a trajectory that starts on one of these rays stays on it; and every trajectory crosses the level curves of \(V\) at right angles, downhill, so between the rays the flow lines are hyperbola-like curves that come in along a ridge and leave along a neighbouring valley. The linearisation at the origin is the zero matrix and says nothing, which is why the picture has to be read off \(V\) itself.
The turning count. Going once anticlockwise round a circle about the origin, the direction of \(-\nabla V\) turns through \(-4\pi\): winding number \(-2\). Indeed \(x^2-y^2 = r^2\cos2\theta\) and \(2xy = r^2\sin2\theta\), so \[ -\nabla V = 3r^2(-\cos2\theta,\ \sin2\theta) = 3r^2\big(\cos(\pi - 2\theta),\ \sin(\pi-2\theta)\big) , \] whose direction angle \(\pi - 2\theta\) falls by \(4\pi\) as \(\theta\) rises by \(2\pi\). That is \(-2\), against \(-1\) for an ordinary saddle such as \(x^2 - y^2\), whose \(-\nabla V = (-2x, 2y)\) turns through \(-2\pi\) — one more piece of evidence that this is not an ordinary saddle.
4. \(\partial_x^2V + \partial_y^2V = 6x + (-6x) = 0\) at every point. So the trace of the Hessian vanishes identically, and the deck's remark applies everywhere, not only at the critical point: at any critical point of such a \(V\) the eigenvalues of \(H\) sum to zero, so they cannot all be positive, so no critical point of \(V\) is a nondegenerate minimum, and the Hessian test can never hand Lagrange–Dirichlet a minimum to work with. (That such a \(V\) has no local minimum of any kind is the maximum principle for harmonic functions, unit 05.)
Here the unique equilibrium is in fact unstable, and one explicit family of motions shows it. \(V(x,-y) = V(x,y)\), so \(\partial_yV = -6xy\) vanishes on \(y = 0\) and a motion started on the \(x\)-axis with no \(y\)-velocity stays on it, obeying \(m\ddot x = -3x^2\). Start it at rest at \(x = -\varepsilon\), in a valley: energy conservation gives \(\tfrac12 m\dot x^2 = V(-\varepsilon) - V(x) = \lvert x\rvert^3 - \varepsilon^3\) for \(x \lt 0\), and \(\ddot x \lt 0\) throughout, so \(x\) decreases without bound, with a speed that grows as \(\lvert x\rvert^{3/2}\). However small \(\varepsilon\), the motion leaves every fixed neighbourhood of the origin.
Check. Homogeneity: \(V(t\vec r) = t^3V(\vec r)\), consistent with \(r^3\cos3\theta\) ✓. Value on the unit circle: at \(\theta = 0\), \(V(1,0) = 1 = \cos 0\) ✓; at \(\theta = \pi/3\), \((x,y) = (\tfrac12,\tfrac{\sqrt3}2)\) and \(V = \tfrac18 - 3\cdot\tfrac12\cdot\tfrac34 = \tfrac18 - \tfrac98 = -1 = \cos\pi\) ✓.
Another way
Optional, and forward-looking: nothing below is needed for the answer. The complex route is shorter and explains the \(3\). Writing \(z = x+\mathrm iy\), \(z^3 = x^3-3xy^2 + \mathrm i(3x^2y - y^3)\), so \(V = \operatorname{Re}(z^3)\), and \(z^3\) maps each of the six \(60^\circ\) sectors onto a half-plane — which is parts 2 and 3 in one line. The real part of a holomorphic function is also harmonic, which is part 4 for free. Unit 20 is where that machinery arrives properly; the point of doing it by hand here is that the classification theorem's failure is what has to be worked around, and the polar computation shows exactly what replaces it.
P9 The Earth–Moon neutral point medium
exercises: critical points of a sum of potentials, the Hessian of 1/r, a frequency, Earnshaw
Treat the Earth and the Moon as fixed point masses a distance \(D\) apart, and consider a test mass \(m\) between them at distance \(x\) from the Earth's centre, on the line joining them.
- Find the point where \(\nabla V = \vec 0\) and evaluate it in kilometres from the Earth's centre. What fraction of \(D\) is it?
- Using \(\partial_i\partial_j\,\lVert\vec s\rVert^{-1} = (3s_is_j - \lVert\vec s\rVert^2\delta_{ij})/\lVert\vec s\rVert^{5}\), compute the full \(3\times3\) Hessian of \(V\) there, and classify the critical point.
- Give the period of small transverse oscillation about that point, in hours, and the time in which a small displacement along the line grows by a factor \(e\).
- Check that the Hessian is trace-free, and say in one sentence what that guarantees about every critical point of every such potential.
- Name the physical effect this idealisation drops, and say whether it would make the point more or less stable.
Hints · 3 rungs
Rung 1
Part 1 is a position in kilometres; part 2 is a diagonal \(3\times3\) matrix; part 3 is two times, in hours. Nothing needs the orbit — the two bodies are held fixed by fiat, and part 5 is where you say what that costs.
Rung 2
Part 1: the two attractions are along the same line and opposite, so set their magnitudes equal and take a square root — the answer depends only on the mass ratio. Part 2: the supplied formula is evaluated at a point on the axis, where \(\vec s = (\pm\ell, 0, 0)\), so \(s_is_j\) is nonzero only for \(i=j=1\), and the result is the same for both signs.
Rung 3
Part 1, first line: \(GM_\oplus/x^2 = GM_{\text{M}}/(D-x)^2\), hence \((D-x)/x = \sqrt{GM_{\text{M}}/GM_\oplus} = 0.11091\). Part 2, first line: each source contributes \(\mathrm{diag}(2,-1,-1)/\ell^3\) to the Hessian of \(1/r\), and \(V\) carries a factor \(-GMm\) in front of each. For part 3, one eigenvalue is negative and the equation of motion along that direction is \(\ddot x = +2Kx\).
Worked solution
Idea. Two attractions along one line balance at one point; the Hessian of each \(1/r\) term at a point on the axis is the same universal \(\mathrm{diag}(2,-1,-1)\) shape, so the total is trace-free and the point cannot be a minimum.
1. With the Earth at the origin, the Moon at \(x = D\) and the test mass at \(0<x<D\), \[ V(x) = -m\Big(\frac{GM_\oplus}{x} + \frac{GM_{\text{M}}}{D-x}\Big),\qquad V'(x) = m\Big(\frac{GM_\oplus}{x^2} - \frac{GM_{\text{M}}}{(D-x)^2}\Big) . \] Setting \(V' = 0\) gives \((D-x)/x = \sqrt{GM_{\text{M}}/GM_\oplus} = 0.1109063\), so \[ x = \frac{D}{1 + 0.1109063} = 0.9001659\,D = 3.46024\times10^{8}\ \mathrm m = \mathbf{346\,024\ km} , \] that is \(90.02\%\) of the way to the Moon. The remaining distance to the Moon is \(38\,376\) km.
2. Write \(\ell_1 = 3.46024\times10^8\) m and \(\ell_2 = 3.83762\times10^7\) m. With \(\vec s\) the displacement from a source, \(\vec s = (\pm\ell,0,0)\) on the axis, the given formula gives \[ \partial_i\partial_j\lVert\vec s\rVert^{-1} = \frac{3s_is_j - \lVert\vec s\rVert^2\delta_{ij}}{\lVert\vec s\rVert^{5}} = \frac{1}{\ell^3}\,\mathrm{diag}(2,-1,-1), \] the same for either sign, since \(s_is_j\) is quadratic. Hence \[ H = -m\Big(\frac{GM_\oplus}{\ell_1^3} + \frac{GM_{\text{M}}}{\ell_2^3}\Big) \mathrm{diag}(2,-1,-1) = m\,K\,\mathrm{diag}(-2,\,1,\,1), \] with \[ K = \frac{3.986004418\times10^{14}}{(3.46024\times10^8)^3}\; +\; \frac{4.9028695\times10^{12}}{(3.83762\times10^7)^3} = 9.6370\times10^{-11}\ \mathrm{s^{-2}} . \] Eigenvalues per unit mass: \(-2K = -1.9274\times10^{-10}\ \mathrm{s^{-2}}\) once, and \(+K = 9.6370\times10^{-11}\ \mathrm{s^{-2}}\) twice. Both signs present: indefinite, so the point is a saddle — unstable along the Earth–Moon line, oscillatory in the two transverse directions.
3. Transverse: \(m\ddot y = -mKy\), so \(\omega = \sqrt K = 9.8168\times10^{-6}\ \mathrm{s^{-1}}\) and \[ T = \frac{2\pi}{\omega} = 6.4004\times10^{5}\ \mathrm s = \mathbf{177.8\ h} = 7.41\ \text{days}. \] Along the line: \(m\ddot x = +2mKx\), whose growing solution is \(\mathrm e^{\sqrt{2K}\,t}\) with \(\sqrt{2K} = 1.3883\times10^{-5}\ \mathrm{s^{-1}}\), so a displacement grows by \(\mathrm e\) in \(1/\sqrt{2K} = 7.2030\times10^{4}\ \mathrm s = \mathbf{20.0\ h}\).
4. \(\operatorname{tr}H = m K(-2+1+1) = 0\). This is not special to the axis: the trace of the supplied formula is \((3\lVert\vec s\rVert^2 - 3\lVert\vec s\rVert^2)/\lVert\vec s\rVert^5 = 0\) at every point, so the Hessian of any sum of such terms is trace-free everywhere. Since the trace is the sum of the eigenvalues, they cannot all be positive, so no critical point of any such potential is a nondegenerate minimum. That is the Hessian half of Earnshaw's theorem; the full statement, that there is no local minimum of any kind and so no stable equilibrium point in the field of fixed masses, needs the maximum principle for harmonic functions (unit 05).
5. It drops the orbital motion: the Moon is not fixed but goes round in \(27.32\) days, and the honest calculation works in the rotating frame of unit 03 and adds the centrifugal potential \(-\tfrac12 m\Omega^2\rho^2\). Doing so moves the balance point inwards, from \(346\,024\) km to the true \(L_1\) at \(326\,381\) km from the Earth's centre. It does not make it stable: \(L_1\) is still a saddle. The rotating frame does buy stability elsewhere — the Coriolis force, which does no work and so is invisible to an energy landscape, stabilises \(L_4\) and \(L_5\), which are maxima of the effective potential.
Check. Dimensions: \(K\) is \(\mathrm{m^3s^{-2}}/\mathrm{m^3} = \mathrm{s^{-2}}\) ✓, so \(\sqrt K\) is a frequency ✓, and \(mK\) is \(\mathrm{kg\,s^{-2}} = \mathrm{N\,m^{-1}}\), a spring constant ✓. Limit: setting \(GM_{\text{M}} = 0\) sends the balance point to \(x = D\) and \(K\) to \(GM_\oplus/D^3\), the one-body answer ✓. Sanity: the neutral point is much closer to the Moon than to the Earth, in the ratio \(\sqrt{M_{\text{M}}/M_\oplus} = 1/9.02\), and \(38\,376/346\,024 = 1/9.02\) ✓.
Constraints
P10 A bead on a rotating hoop medium
exercises: Lagrange multipliers, the multiplier as a constraint force, a bifurcation, a number
A bead of mass \(m = 0.12\) kg slides on a smooth circular hoop of radius \(R = 0.35\) m, spun about a vertical diameter at a constant \(\Omega = 6.0\ \mathrm{s^{-1}}\). Work in the rotating frame with \(V_{\mathrm{eff}}(x,z) = mgz - \tfrac12 m\Omega^2x^2\) and constraint \(c(x,z) = x^2+z^2-R^2\) — written \(c\), not the rule's \(g\), because \(g\) here is gravity.
- Justify the form of \(V_{\mathrm{eff}}\): show that the centrifugal force of unit 03 is a gradient, and say why the Coriolis force does not appear.
- Solve \(\nabla V_{\mathrm{eff}} = \lambda\nabla c\) together with \(c = 0\). Find every solution, and the condition on \(\Omega\) for the off-axis pair to exist.
- Evaluate the equilibrium angle from the bottom of the hoop, in degrees, and the magnitude of the force the hoop exerts on the bead, in newtons. Check the second against a calculation done entirely in the inertial frame.
- At what \(\Omega\) does the bead sit \(60^\circ\) from the bottom?
- What happens below \(\Omega_c = \sqrt{g/R}\)? Evaluate \(\Omega_c\), and describe how the set of equilibria and their stability change as \(\Omega\) crosses it.
Hints · 3 rungs
Rung 1
Part 2 produces three families of solution, not one; part 3 produces an angle in degrees and a force in newtons. The multiplier is not an auxiliary quantity to be discarded — it is the answer to part 3's second half.
Rung 2
Write the two components of \(\nabla V_{\mathrm{eff}} = \lambda\nabla c\) separately. The first is a product equal to zero, so it splits into two branches: one kills \(x\), the other fixes \(\lambda\) outright with no reference to the geometry. Then the second component gives \(z\), and the constraint gives \(x\) — and tells you when there is no real solution.
Rung 3
First line: \(-m\Omega^2x = 2\lambda x\) and \(mg = 2\lambda z\). On the second branch, \(\lambda = -\tfrac12 m\Omega^2\) and hence \(z_* = -g/\Omega^2\). For the force, \(\lVert\vec N\rVert = |\lambda|\,\lVert\nabla c\rVert\) and \(\lVert\nabla c\rVert = 2R\) on the hoop. For the inertial check, the bead needs \(m\Omega^2x_*\) horizontally and nothing vertically.
Worked solution
Idea. In the rotating frame the statics is a constrained critical-point problem, so Lagrange applies; and the multiplier is not bookkeeping — it is the force the hoop exerts.
1. Unit 03's centrifugal force is \(-m\vec\Omega\times(\vec\Omega\times\vec r)\). Expanding the double cross product, \(\vec\Omega\times(\vec\Omega\times\vec r) = (\vec\Omega\cdot\vec r)\vec\Omega - \Omega^2\vec r\), so the force is \(m\Omega^2\big(\vec r - (\hat\Omega\cdot\vec r)\hat\Omega\big) = m\Omega^2\vec\rho\), where \(\vec\rho\) is the component of \(\vec r\) perpendicular to the axis. Since \(\rho^2 = \lVert\vec r\rVert^2 - (\hat\Omega\cdot\vec r)^2\), \[ \nabla\big(\tfrac12 m\Omega^2\rho^2\big) = m\Omega^2\big(\vec r - (\hat\Omega\cdot\vec r)\hat\Omega\big) = m\Omega^2\vec\rho, \] so the centrifugal force is \(-\nabla\big(-\tfrac12 m\Omega^2\rho^2\big)\). With the axis vertical and the hoop in the \((x,z)\) plane, \(\rho = |x|\) and \(V_{\mathrm{eff}} = mgz - \tfrac12 m\Omega^2x^2\). The Coriolis force \(-2m\vec\Omega\times\vec v\) does not appear because at an equilibrium the bead is at rest in this frame, so \(\vec v = \vec 0\) and the term vanishes identically. (More generally it never enters a potential, being perpendicular to \(\vec v\) and doing no work.)
2. \(\nabla V_{\mathrm{eff}} = (-m\Omega^2x,\ mg)\) and \(\nabla c = (2x, 2z)\), so \(\nabla V_{\mathrm{eff}} = \lambda\nabla c\) reads \[ -m\Omega^2 x = 2\lambda x, \qquad mg = 2\lambda z, \qquad x^2+z^2 = R^2 . \] From the first equation, either \(x = 0\) or \(\lambda = -\tfrac12 m\Omega^2\).
- \(x = 0\): then \(z = \pm R\) — the bottom and the top of the hoop — with \(\lambda = mg/(2z) = \pm mg/(2R)\).
- \(\lambda = -\tfrac12 m\Omega^2\): the second equation gives \(z_* = mg/(2\lambda) = -g/\Omega^2\), and the constraint then gives \(x_* = \pm\sqrt{R^2 - g^2/\Omega^4}\). This pair exists only if \(g/\Omega^2 \le R\), that is \(\Omega^2 \ge g/R\).
3. \(\Omega^2R/g = 36(0.35)/9.81 = 1.2844 > 1\), so the tilted pair exists. \[ z_* = -\frac{9.81}{36} = -0.27250\ \mathrm m, \qquad x_* = \sqrt{0.35^2 - 0.27250^2} = 0.21964\ \mathrm m, \] and the angle from the bottom satisfies \(\cos\theta_* = |z_*|/R = 0.778571\), so \(\theta_* = \mathbf{38.87^\circ}\). The constraint force: \[ \lVert\vec N\rVert = |\lambda|\,\lVert\nabla c\rVert = \tfrac12 m\Omega^2\cdot 2\sqrt{x_*^2+z_*^2} = m\Omega^2R = (0.12)(36)(0.35) = \mathbf{1.512\ N}. \]
Inertial-frame check. In the laboratory the bead travels a horizontal circle of radius \(x_* = 0.21964\) m at \(\Omega = 6.0\ \mathrm{s^{-1}}\), so it needs a net horizontal force \(m\Omega^2x_* = 0.94886\) N towards the axis and zero net vertical force. The only forces are gravity, \(mg = 1.1772\) N down, and the hoop's. So the hoop supplies \(0.94886\) N horizontally and \(1.1772\) N vertically, of magnitude \(\sqrt{0.94886^2 + 1.1772^2} = 1.5120\ \mathrm N\) ✓ — the same number, from a frame in which no fictitious force was used at all.
4. \(\cos\theta = g/(\Omega^2R)\), so \(\theta = 60^\circ\) needs \(\Omega^2 = 2g/R = 56.057\ \mathrm{s^{-2}}\), that is \(\Omega = 7.487\ \mathrm{s^{-1}}\).
5. \(\Omega_c = \sqrt{g/R} = \sqrt{9.81/0.35} = 5.294\ \mathrm{s^{-1}}\). Below it the only equilibria are \(x = 0\): the bottom (stable) and the top (unstable). At \(\Omega_c\) the tilted pair is born at the bottom and moves outwards as \(\Omega\) grows, while the bottom simultaneously turns unstable: one stable equilibrium becomes an unstable one flanked by a stable symmetric pair. That event is called a supercritical pitchfork bifurcation, with \(\Omega\) as the parameter (the name is from unit 02, which classifies such events; nothing here depends on it). Parametrising by the angle \(\theta\) from the bottom confirms it: \(V_{\mathrm{eff}}/m = -gR\cos\theta - \tfrac12\Omega^2R^2\sin^2\theta\), so \(V'_{\mathrm{eff}}/m = R\sin\theta\,(g - \Omega^2R\cos\theta)\) and \(V''_{\mathrm{eff}}(0)/m = R(g - \Omega^2R)\), which changes sign exactly at \(\Omega_c\).
Check. Dimensions: \(m\Omega^2R\) is \(\mathrm{kg\,s^{-2}\,m} = \mathrm N\) ✓; \(\lambda\) is \(\mathrm{J\,m^{-2}}\) and \(\lVert\nabla c\rVert\) is \(\mathrm m\), so their product is \(\mathrm{J\,m^{-1}} = \mathrm N\) ✓. Limit: at \(\Omega = \Omega_c\), \(z_* = -R\) and \(\lVert\vec N\rVert = m\Omega_c^2R = mg\) — the hoop merely carries the weight ✓. Limit: \(\Omega\to\infty\) sends \(z_*\to0\) and \(\theta_*\to90^\circ\), the bead to the equator of the hoop, with \(\lVert\vec N\rVert\to\infty\) ✓.
P11 Where a level set is a graph medium
exercises: the implicit function theorem, regular values, reading its hypothesis geometrically
Let \(G(x,y,z) = x^2+y^2-z^2-1\) and \(S = \{G = 0\}\), a hyperboloid of one sheet.
- Show that \(0\) is a regular value of \(G\), and conclude that \(S\) is a surface near each of its points.
- At which points of \(S\) does the implicit function theorem give \(z = \zeta(x,y)\)? Identify the exceptional set geometrically and say what goes wrong there.
- Show that at every exceptional point of part 2, \(S\) is nevertheless a graph of one of the other two coordinates, and exhibit it.
- Now let \(G_0(x,y,z) = x^2+y^2-z^2\). Show that \(0\) is not a regular value of \(G_0\), find the offending point, and describe what \(\{G_0 = 0\}\) looks like there. Is it a graph over any pair of coordinates near that point?
Hints · 3 rungs
Rung 1
Every part is a statement about one partial derivative at a time. Part 2's exceptional set is a curve you can name; part 4's is a single point.
Rung 2
The theorem solving for \(z\) needs \(\partial_zG \ne 0\); when that fails, try solving for \(x\) or for \(y\) instead, and check which of those derivatives is nonzero at the same point. Use the equation of the surface to show that they cannot all vanish at once.
Rung 3
Part 2, first line: \(\partial_zG = -2z\), so the exceptional set is \(S\cap\{z=0\} = \{x^2+y^2=1, z=0\}\). Part 3: at such a point \(x^2+y^2 = 1\), so \(x\) and \(y\) are not both zero. Part 4: ask whether deleting the apex disconnects a small neighbourhood of it inside the cone, and compare with a disc.
Worked solution
Idea. The implicit function theorem is a statement about one partial derivative at a time. Its failure is not a failure of the surface but of the coordinate chosen to solve for.
1. \(\nabla G = (2x,\ 2y,\ -2z)\), which vanishes only at the origin. But \(G(0,0,0) = -1 \ne 0\), so the origin is not on \(S\), and \(\nabla G \ne \vec 0\) at every point of \(S\). Hence \(0\) is a regular value, and near each of its points \(S\) is the graph of a \(C^1\) function of two of the coordinates: it is a \(C^1\) surface.
2. The theorem gives \(z = \zeta(x,y)\) wherever \(\partial_zG = -2z \ne 0\), that is wherever \(z \ne 0\). The exceptional set is \(S\cap\{z=0\} = \{x^2+y^2 = 1,\ z = 0\}\), the waist circle of the hyperboloid. Geometrically the tangent plane there contains the \(z\)-direction — it is "vertical" — so \(S\) cannot be a graph over \((x,y)\) near such a point. Concretely, near \((1,0,0)\) the surface has \(z = \pm\sqrt{x^2+y^2-1}\): two values of \(z\) over each \((x,y)\) with \(x^2+y^2 > 1\), and none at all with \(x^2+y^2 < 1\). Neither existence nor uniqueness survives.
3. At a waist point \((x_0,y_0,0)\) we have \(x_0^2+y_0^2 = 1\), so at least one of \(x_0, y_0\) is nonzero. If \(x_0 \ne 0\) then \(\partial_xG = 2x_0 \ne 0\) and the theorem gives \(x = \xi(y,z)\); explicitly \(x = \operatorname{sgn}(x_0)\sqrt{1 + z^2 - y^2}\), which is \(C^1\) near \((y_0,0)\) since \(1+z^2-y^2 = x_0^2 > 0\) there. If instead \(y_0 \ne 0\), the same with \(y = \eta(x,z) = \operatorname{sgn}(y_0)\sqrt{1+z^2-x^2}\). So \(S\) is a graph near every point — just not always over the same pair of coordinates. That is exactly the reason a manifold is defined with an atlas of charts rather than one global graph (unit 31).
4. \(\nabla G_0 = (2x,2y,-2z)\) vanishes at the origin, and \(G_0(0,0,0) = 0\), so the origin is on \(\{G_0 = 0\}\) and \(0\) is not a regular value. The set is the double cone \(z^2 = x^2+y^2\), and the offending point is its apex. Near the apex it is not a graph over any pair of coordinates: over \((x,y)\) there are two branches \(z = \pm\sqrt{x^2+y^2}\) meeting at the apex; over \((x,z)\) one needs \(y = \pm\sqrt{z^2-x^2}\), which has two branches where it is defined and is undefined where \(|x| > |z|\); and the same for \((y,z)\). More strongly, it is not a surface at all there: deleting the apex disconnects every small neighbourhood of it in the cone into two pieces, which deleting a point from a disc never does.
Check. Part 1 against part 4: the two functions differ only by the constant \(1\), and that constant is the whole difference between a smooth surface and a cone with a singular point ✓. Part 2 against part 3: the exceptional set of the first is a circle, of dimension one, inside a surface of dimension two — a set of lower dimension, as it must be, since a surface can fail to be a graph over a fixed pair of coordinates only where its tangent plane is parallel to the remaining axis ✓.
P12 Proof: the contraction in the inverse function theorem hard
exercises: the Banach fixed-point theorem, a mean value inequality, filling in an analysis proof
Let \(\vec f\) be \(C^1\) near \(\vec 0\) with \(\vec f(\vec 0) = \vec 0\) and \(D\vec f(\vec 0) = I\), and choose \(r > 0\) with \(\lVert D\vec f(\vec x) - I\rVert \le \tfrac12\) on the closed ball \(\bar B_r\). For \(\lVert\vec y\rVert \le r/2\) put \(\varphi_{\vec y}(\vec x) = \vec x + \vec y - \vec f(\vec x)\).
- Prove the mean value inequality: if \(\varphi\) is \(C^1\) on a convex set with \(\lVert D\varphi\rVert \le k\) throughout, then \(\lVert\varphi(\vec x) - \varphi(\vec x')\rVert \le k\lVert\vec x-\vec x'\rVert\).
- Show that \(\varphi_{\vec y}\) is a \(\tfrac12\)-contraction and maps \(\bar B_r\) into itself. Where is completeness used, and of what space?
- Deduce that \(\lVert\vec f(\vec x)-\vec f(\vec x')\rVert \ge \tfrac12\lVert\vec x-\vec x'\rVert\) on \(\bar B_r\), and hence that \(\vec f\) is injective there with a Lipschitz inverse.
- Give a \(C^1\) map \(\mathbb R^2\to\mathbb R^2\) with everywhere-invertible derivative that is not injective, and say which step of the argument above is local and why it cannot be made global.
Hints · 3 rungs
Rung 1
Four steps of a proof you have seen in outline. Each is an inequality; none needs an idea beyond the Banach fixed-point theorem proved in the deck's notes. Part 4 is a counterexample plus one sentence of diagnosis.
Rung 2
For part 1, restrict \(\varphi\) to the segment joining the two points and use the one-variable fundamental theorem of calculus componentwise — there is no mean value equality for vector-valued maps, and the inequality is what survives. For part 3, apply part 1 to \(\mathrm{id} - \vec f\) and then use the reverse triangle inequality.
Rung 3
Part 2, first line: \(D\varphi_{\vec y}(\vec x) = I - D\vec f(\vec x)\), whose norm is at most \(\tfrac12\) by the choice of \(r\); for the self-map property, compare \(\varphi_{\vec y}(\vec x)\) with \(\varphi_{\vec y}(\vec 0) = \vec y\). Part 4: try a map in which one of the two variables is an angle, so that adding \(2\pi\) to it changes nothing; the step that cannot be globalised is the one that produced \(r\).
Worked solution
Idea. Solving \(\vec f(\vec x) = \vec y\) is finding a fixed point of a map that differs from the identity by something small. The Banach fixed-point theorem (proved in the deck's notes on the inverse function theorem) then does all the work, and every estimate below exists to satisfy its two hypotheses: a contraction, and a complete space it maps into itself.
1. The mean value inequality. Let \(\varphi\) be \(C^1\) on a convex set with \(\lVert D\varphi\rVert \le k\), and let \(\vec x, \vec x'\) lie in it. Put \(h(t) = \varphi\big(\vec x' + t(\vec x-\vec x')\big)\) for \(t\in[0,1]\); the segment stays in the set by convexity. By unit 03's chain rule \(h\) is \(C^1\) with \(h'(t) = D\varphi(\cdot)(\vec x-\vec x')\), so \(\lVert h'(t)\rVert \le k\lVert\vec x-\vec x'\rVert\) for every \(t\). Integrating componentwise and using \(\lVert\int_0^1 h'\rVert \le \int_0^1\lVert h'\rVert\), \[ \lVert\varphi(\vec x)-\varphi(\vec x')\rVert = \Big\lVert\int_0^1 h'(t)\,\mathrm dt\Big\rVert \le k\,\lVert\vec x-\vec x'\rVert . \] (There is no mean value equality for vector-valued maps — the two components would need the same intermediate point — which is why the inequality is the right statement.)
2. The contraction. \(D\varphi_{\vec y}(\vec x) = I - D\vec f(\vec x)\), whose norm is \(\le\tfrac12\) on \(\bar B_r\) by the choice of \(r\). The ball is convex, so part 1 gives \(\lVert\varphi_{\vec y}(\vec x)-\varphi_{\vec y}(\vec x')\rVert \le \tfrac12\lVert\vec x-\vec x'\rVert\): a \(\tfrac12\)-contraction. It maps \(\bar B_r\) into itself because \(\varphi_{\vec y}(\vec 0) = \vec y\) (using \(\vec f(\vec 0)=\vec 0\)), so for \(\vec x\in\bar B_r\), \[ \lVert\varphi_{\vec y}(\vec x)\rVert \le \lVert\varphi_{\vec y}(\vec x)-\varphi_{\vec y}(\vec 0)\rVert + \lVert\vec y\rVert \le \tfrac12 r + \tfrac12 r = r . \] Completeness is used for the space \(\bar B_r\) with the Euclidean metric: it is a closed subset of the complete space \(\mathbb R^n\), hence complete, and Banach's theorem needs exactly that. (Unit 01 uses the same theorem on a space of continuous functions instead; the theorem does not care which.) The unique fixed point \(\vec x\) satisfies \(\vec x = \vec x + \vec y - \vec f(\vec x)\), that is \(\vec f(\vec x) = \vec y\).
3. The lower bound. Apply part 1 to \(\varphi_{\vec 0} = \mathrm{id} - \vec f\), which also has \(\lVert D\varphi_{\vec 0}\rVert\le\tfrac12\): \[ \lVert(\vec x-\vec x') - (\vec f(\vec x)-\vec f(\vec x'))\rVert \le \tfrac12\lVert\vec x-\vec x'\rVert . \] By the reverse triangle inequality the left side is at least \(\lVert\vec x-\vec x'\rVert - \lVert\vec f(\vec x)-\vec f(\vec x')\rVert\), so \[ \lVert\vec f(\vec x)-\vec f(\vec x')\rVert \ge \tfrac12\lVert\vec x-\vec x'\rVert . \] Hence \(\vec f(\vec x) = \vec f(\vec x')\) forces \(\vec x = \vec x'\): \(\vec f\) is injective on \(\bar B_r\). Writing \(\vec g\) for its inverse on the image, the same inequality reads \(\lVert\vec g(\vec y)-\vec g(\vec y')\rVert \le 2\lVert\vec y-\vec y'\rVert\), so \(\vec g\) is Lipschitz with constant \(2\), in particular continuous.
4. \(\vec f(x,y) = (\mathrm e^x\cos y,\ \mathrm e^x\sin y)\) has \[ D\vec f = \mathrm e^x\begin{pmatrix}\cos y & -\sin y\\ \sin y & \cos y\end{pmatrix}, \qquad \det D\vec f = \mathrm e^{2x} \ne 0 \ \text{everywhere}, \] yet \(\vec f(x, y+2\pi) = \vec f(x,y)\), so it is not injective on \(\mathbb R^2\). The step that is local is the choice of \(r\): it comes from continuity of \(D\vec f\) at one point, and it guarantees \(\lVert D\vec f - I\rVert\le\tfrac12\) only on a ball around that point. A global version would need that bound everywhere at once, which says the map is a small perturbation of the identity globally — a far stronger hypothesis than "\(D\vec f\) is invertible at each point", and one this map fails. Nothing weaker will do: invertibility of each \(D\vec f(\vec x)\) is a statement about infinitesimal behaviour, and injectivity is a statement about pairs of distant points.
Check. Dimensions are vacuous here, the setting being dimensionless. Sanity on the constant \(\tfrac12\): any \(k<1\) works, with the ball condition becoming \(\lVert\vec y\rVert \le (1-k)r\) and the inverse Lipschitz constant \(1/(1-k)\); \(k = \tfrac12\) is chosen only because it makes both \(\tfrac12 r\) and \(2\) come out tidily ✓. Limit: \(\vec f = \mathrm{id}\) gives \(\varphi_{\vec y}(\vec x) = \vec y\), a \(0\)-contraction whose fixed point is \(\vec y\) itself, and the inverse is the identity ✓.
P13 Two forces outside the frame routine
exercises: dissipative and velocity-dependent forces, the work–energy theorem, unit 03's fictitious forces
- Show that the magnetic force \(q\,\vec v\times\vec B(\vec r)\) does no work, whatever \(\vec B\) is, and deduce that a charged particle in any static magnetic field moves at constant speed.
- A block slides round a closed path of length \(L\) on a horizontal table under sliding friction \(-\mu N\hat v\) with \(N\) constant. Compute \(\oint\vec F\cdot\mathrm d\vec r\), and explain why no choice of loop makes it zero.
- In unit 03's rotating frame, show that the Coriolis force does no work and that the centrifugal force is \(-\nabla(-\tfrac12 m\omega^2\rho^2)\), with \(\rho\) the distance from the axis.
- Two of the forces in parts 1–3 are structurally the same force. Say which two, and give the substitution that turns one into the other.
Hints · 3 rungs
Rung 1
Parts 1 and 3 are each one dot product that vanishes for a reason you can state in half a line. Part 2 is a signed number. Part 4 names two of the forces and one substitution between them.
Rung 2
For the vanishing dot products, remember that \(\vec a\times\vec b\) is orthogonal to both factors. For part 2, write \(\hat v\) in terms of \(\dot{\vec\gamma}\) and watch what the integrand becomes — unit 03's arc length appears. For the centrifugal part, expand the double cross product.
Rung 3
Part 2, first line: \(\hat v\cdot\dot{\vec\gamma} = \lVert\dot{\vec\gamma}\rVert\). Part 3, first line: \(\vec\omega\times(\vec\omega\times\vec r) = (\vec\omega\cdot\vec r)\vec\omega - \omega^2\vec r\); then write \(\rho^2 = \lVert\vec r\rVert^2 - (\hat\omega\cdot\vec r)^2\) and differentiate. Part 4: put both forces into the form \(\vec v\times(\text{something})\) and read off what has to match.
Worked solution
Idea. Being outside the conservative frame has two quite different causes. One force takes energy out; the other never touches it.
1. The work–energy theorem gives \(\frac{\mathrm d}{\mathrm dt}\big(\tfrac12 m\lVert\vec v\rVert^2\big) = \vec F\cdot\vec v\). For the magnetic force, \(\vec F\cdot\vec v = q(\vec v\times\vec B)\cdot\vec v = 0\), since \(\vec v\times\vec B\) is orthogonal to \(\vec v\) by construction (equivalently, the triple product \(\vec v\cdot(\vec v\times\vec B)\) is the determinant of a matrix with two equal columns). So \(\lVert\vec v\rVert^2\) has zero derivative and the speed is constant, whatever \(\vec B(\vec r)\) is and however complicated the trajectory. Only the direction of \(\vec v\) changes.
2. Along the path, \(\hat v = \dot{\vec\gamma}/\lVert\dot{\vec\gamma}\rVert\), so \[ \oint\vec F\cdot\mathrm d\vec r = \int_0^{T}\big(-\mu N\hat v\big)\cdot\dot{\vec\gamma}\,\mathrm dt = -\mu N\int_0^{T}\lVert\dot{\vec\gamma}\rVert\,\mathrm dt = -\mu N L , \] the arc length \(L\) of the path (unit 03). This is strictly negative for every loop of positive length: the integrand is \(\le 0\) pointwise, with equality only where the block is momentarily at rest. No loop can make it zero, which is a much stronger failure of condition (iii) than the vortex's — there the circulation could be made zero by choosing a loop that misses the hole.
3. Coriolis: \(\vec F_{\mathrm C}\cdot\vec v = -2m(\vec\omega\times\vec v)\cdot\vec v = 0\), for the same reason as part 1. Centrifugal: from \(\vec\omega\times(\vec\omega\times\vec r) = (\vec\omega\cdot\vec r)\vec\omega - \omega^2\vec r\), \[ -m\vec\omega\times(\vec\omega\times\vec r) = m\omega^2\big(\vec r - (\hat\omega\cdot\vec r)\hat\omega\big) = m\omega^2\vec\rho , \] and with \(\rho^2 = \lVert\vec r\rVert^2 - (\hat\omega\cdot\vec r)^2\), \(\nabla\big(\tfrac12 m\omega^2\rho^2\big) = m\omega^2\vec\rho\). Hence the centrifugal force equals \(-\nabla\big(-\tfrac12 m\omega^2\rho^2\big)\): it is conservative, with potential energy \(-\tfrac12 m\omega^2\rho^2\).
4. The magnetic force and the Coriolis force. Both are (charge-like constant) \(\times\ \vec v\times\)(axial vector), both are perpendicular to \(\vec v\), and both therefore do no work. Explicitly \[ \vec F_{\mathrm C} = -2m\,\vec\omega\times\vec v = \vec v\times(2m\vec\omega), \qquad \vec F_{\text{mag}} = q\,\vec v\times\vec B , \] so the substitution is \(q\vec B \longleftrightarrow 2m\vec\omega\). A charged particle in a uniform \(\vec B\) circles at \(\omega_{\mathrm c} = qB/m\); a free particle in a rotating frame, with the centrifugal term balanced (as gravity balances it on the Earth's surface), circles at \(2\omega\) — unit 03's inertial circle, whose period is half the frame's rotation period, and the factor two is exactly the one in the substitution.
Check. Dimensions of the substitution: \(qB\) is \(\mathrm{C\cdot T} = \mathrm{C\,kg\,C^{-1}s^{-1}} = \mathrm{kg\,s^{-1}}\), and \(2m\omega\) is \(\mathrm{kg\,s^{-1}}\) ✓. Limit in part 2: \(\mu\to0\) gives \(\oint\to0\) and friction rejoins the conservative world, trivially, as the zero field ✓. Part 3 special case: on the equator \(\vec r\perp\vec\omega\), so \(\rho = r\) and the centrifugal potential energy is \(-\tfrac12 m\omega^2r^2\), whose gradient has magnitude \(m\omega^2r\) — unit 03's \(0.346\%\) of \(g\) ✓.