Part C · unit 22 · problems

Continuum mechanics: the stress tensor, and conservation laws in local form

Checkpoint. From an integral conservation statement for an arbitrary region you derive its local form by the divergence theorem and the localisation lemma; you prove Cauchy's theorem — the traction is linear in the normal — by the tetrahedron argument rather than assuming stress is bilinear; and you compute the speed of sound in air at a stated temperature to within \(2\%\), with the adiabatic closure argued for rather than assumed.

Work each problem on paper first. Under it, Hints opens a ladder one rung at a time — each rung appears only once the one before it is open, and the last gives the first line of the working — and Worked solution has the whole thing: the idea, the working, then a check. Read the solution after your attempt, including when you got it right. F folds everything back; D switches dark and light.

Twelve problems, about five hours. Work them on paper first. Conventions as in the deck: Cartesian coordinates with an orthonormal basis, repeated indices summed, traction \(t_i = \sigma_{ij}n_j\), tension positive.

Constants: \(R = 8.314\,462\ \mathrm{J\,mol^{-1}K^{-1}}\), \(g = 9.806\,65\ \mathrm{m\,s^{-2}}\), \(p_0 = 101\,325\) Pa; dry air \(M = 28.965\ \mathrm{g\,mol^{-1}}\), \(\gamma = 1.400\); water at \(20\,{}^\circ\mathrm C\): \(\rho_w = 998.2\ \mathrm{kg\,m^{-3}}\), \(\eta = 1.002\times10^{-3}\) Pa s.

Stress

P1 Tractions on a plane, and the principal stresses routine

exercises: Cauchy's formula, normal and shear stress, the spectral theorem on a stress, a number

At a point of a loaded steel plate the stress, in MPa, is

\[ \sigma = \begin{pmatrix} 50 & 30 & 0\\ 30 & -20 & 0\\ 0 & 0 & 10\end{pmatrix}. \]
  1. Find the traction on the plane with unit normal \(\vec n = \tfrac13(2,1,2)\), and split it into its normal stress and the magnitude of its shear stress. Check that the plane with normal \(-\vec n\) feels the opposite traction.
  2. Find the pressure \(p = -\tfrac13\operatorname{tr}\sigma\). Is the point, on average, in tension or compression?
  3. Find the three principal stresses and the principal direction of the largest, and the largest shear stress on any plane through the point, which is half the difference of the largest and smallest principal stresses.
  4. Pure shear: for \(\sigma = s(\vec e_1\otimes\vec e_2 + \vec e_2\otimes\vec e_1)\) — the stress in a twisted stick of chalk — find the principal stresses and directions, and say on which planes a brittle material, which breaks where the tension is greatest, will crack.
Hints · 3 rungs
Rung 1

Parts 1 and 2 are matrix arithmetic with Cauchy's formula \(\vec t = \sigma\vec n\). Parts 3 and 4 are eigenvalue problems for a symmetric matrix, and in both the matrix is block diagonal, which makes them two-by-two problems.

Rung 2

Normal stress is \(\vec n\cdot\vec t\); the shear magnitude is \(\sqrt{|\vec t|^2 - (\vec n\cdot\vec t)^2}\) by Pythagoras. For the eigenvalues, \(\vec e_3\) is already an eigenvector in part 3; the remaining block \(\begin{pmatrix}50&30\\30&-20\end{pmatrix}\) has eigenvalues \(\tfrac12\operatorname{tr} \pm \sqrt{(\tfrac12\operatorname{tr})^2 - \det}\).

Rung 3

First line: \(\sigma\vec n = \tfrac13(100 + 30,\ 60 - 20,\ 20) = \tfrac13(130, 40, 20)\) MPa. For part 3, the block's trace is 30 and its determinant is \(-1000 - 900 = -1900\).

Worked solution

Idea. Cauchy's theorem reduces every question about the traction on any plane to linear algebra with one symmetric matrix.

1. \(\vec t = \sigma\vec n = \tfrac13(130, 40, 20) = (43.33,\ 13.33,\ 6.67)\) MPa, with \(|\vec t|^2 = (16\,900 + 1600 + 400)/9 = 2100\), \(|\vec t| = 45.83\) MPa. Normal stress \(\vec n\cdot\vec t = \tfrac19(260 + 40 + 40) = \tfrac{340}{9} = 37.78\) MPa, a tension. Shear \(\sqrt{2100 - 37.78^2} = \sqrt{672.8} = 25.94\) MPa. For \(-\vec n\), \(\sigma(-\vec n) = -\sigma\vec n\) by linearity: \((-43.33, -13.33, -6.67)\), the third-law lemma ✓.

2. \(\operatorname{tr}\sigma = 50 - 20 + 10 = 40\), so \(p = -13.33\) MPa. Negative pressure: on average the point is in tension.

3. \(\vec e_3\) is an eigenvector with eigenvalue \(10\). The block has eigenvalues \(15 \pm\sqrt{225 + 1900} = 15 \pm 46.10\), i.e. \(61.10\) and \(-31.10\) MPa. The eigenvector for \(61.10\) satisfies \((50 - 61.10)x + 30y = 0\), so \(y/x = 0.370\): the direction \((0.938, 0.347, 0)\), at \(20.3^\circ\) from \(\vec e_1\) (check: \(\tan2\theta = 2\cdot30/(50 + 20) = 0.857\), \(2\theta = 40.6^\circ\) ✓). The principal stresses are \(61.10,\ 10,\ -31.10\) MPa and the largest shear is \((61.10 + 31.10)/2 = 46.10\) MPa, on the planes bisecting the first and third principal directions.

4. The matrix \(s\begin{pmatrix}0&1&0\\1&0&0\\0&0&0\end{pmatrix}\) has eigenvalues \(s, 0, -s\) with eigenvectors \((1,1,0)/\sqrt2\), \(\vec e_3\), \((1,-1,0)/\sqrt2\). Pure shear is, in the basis rotated by \(45^\circ\), an equal tension and compression. A brittle material cracks across the direction of maximum tension, \((1,1,0)/\sqrt2\): on planes at \(45^\circ\) to the stick's axis — the helical fracture of twisted chalk. The shear planes themselves, \(\vec n = \vec e_1\) and \(\vec e_2\), feel no normal stress at all.

Check. Dimensions: every entry in MPa ✓. The sum of principal stresses \(61.10 + 10 - 31.10 = 40 = \operatorname{tr}\sigma\) ✓, and their product \(61.10\times10\times(-31.10) = -19\,000 = \det\sigma\) (\(10\times(-1900)\)) ✓. The normal stress on any plane lies between the smallest and largest principal stresses: \(-31.10 \le 37.78 \le 61.10\) ✓.

P2 Cauchy's tetrahedron hard

exercises: proof; the divergence theorem, limits of balance laws, the angular momentum balance, reading off a hidden hypothesis

Assume Cauchy's postulate (the traction \(\vec t(\vec x,\vec n)\) depends on the surface only through its normal and is continuous in \((\vec x, \vec n)\) jointly), and the momentum balance \(\frac{\mathrm d}{\mathrm dt}\int_P\rho\vec v = \oint_{\partial P}\vec t\,\mathrm dA + \int_P\rho\vec b\) for every region \(P\), with \(\rho\), the acceleration and \(\vec b\) bounded. Do not assume that stress is a tensor.

  1. Prove that a tetrahedron whose oblique face has area \(A\) and outward unit normal \(\vec n\) (all \(n_i \gt 0\)) has coordinate faces of area \(A\,n_i\).
  2. Prove \(\vec t(\vec x, -\vec n) = -\vec t(\vec x, \vec n)\), and then that \(\vec t(\vec x,\vec n) = \sum_in_i\,\vec t(\vec x,\vec e_i)\) for every such \(\vec n\). Conclude that there is a bilinear form \(\sigma\) with \(\vec m\cdot\vec t(\vec n) = \sigma(\vec m,\vec n)\).
  3. Assume in addition the angular momentum balance, with every torque the moment of a force, and that \(\sigma\) is \(C^1\). Prove \(\sigma_{ij} = \sigma_{ji}\). You may use Cauchy's equation of motion and the corollary of the transport theorem, \(\frac{\mathrm d}{\mathrm dt}\int\rho g = \int\rho\,\mathrm Dg/\mathrm Dt\).
  4. Name the assumption in part 3 that is not a consequence of Newton's laws for point particles, and show that if a body couple of density \(m_{ij}\) (antisymmetric, torque per unit volume) acts in addition, the conclusion becomes \(\sigma_{ij} - \sigma_{ji} = m_{ij}\).
Hints · 3 rungs
Rung 1

Everything rests on one comparison: surface integrals over a region of size \(\varepsilon\) scale like \(\varepsilon^2\), volume integrals like \(\varepsilon^3\). So the balance law says the surface forces on a small region add up to \(O(\varepsilon^3)\). Choose the region so that this says something useful: a flat pillbox for the third law, a tetrahedron for linearity.

Rung 2

For part 1, apply the divergence theorem to a constant vector field. For part 3, write angular momentum as the antisymmetric pair \(x_iv_j - x_jv_i\) and convert the surface torque \(\oint(x_it_j - x_jt_i)\) into a volume integral; the terms in which the derivative hits \(x_i\) are the only ones that survive.

Rung 3

First line of part 3: with \(t_j = \sigma_{jk}n_k\), the surface torque is the flux of the vector field \(w_k = x_i\sigma_{jk} - x_j\sigma_{ik}\), and \(\partial_kw_k = \sigma_{ji} - \sigma_{ij} + x_i\partial_k\sigma_{jk} - x_j\partial_k\sigma_{ik}\).

Worked solution

Idea. Tractions act on areas and inertia on volumes. On a small enough region the surface forces must therefore balance by themselves, and "balance on every tetrahedron" is the statement that the traction is linear in the normal. Angular momentum then adds one more balance, whose only surviving term is the antisymmetric part of \(\sigma\).

1. Areas. Let \(T\) be the tetrahedron and \(\vec e_i\) a constant field. The divergence theorem: \(0 = \int_T\nabla\cdot\vec e_i\,\mathrm dV = \oint_{\partial T}\vec e_i\cdot\vec n\,\mathrm dA\). On the oblique face \(\vec e_i\cdot\vec n = n_i\); on the face in the plane \(x_i = \text{const}\) the outward normal is \(-\vec e_i\), giving \(-A_i\); on the other two coordinate faces \(\vec e_i\cdot\vec n = 0\). So \(An_i - A_i = 0\). \(\square\)

2a. The volume estimate. From the balance law, \(|\oint_{\partial P}\vec t\,\mathrm dA| \le C\,\mathrm{vol}(P)\) for small \(P\) near \(\vec x_0\), with \(C\) built from the bounds on \(\rho\), the acceleration and \(\vec b\).

2b. Third law. Take the cylinder of radius \(r\) and height \(h\) with axis \(\vec n\) through \(\vec x_0\). The side has area \(2\pi rh\) and \(\vec t\) is bounded near \(\vec x_0\) (joint continuity on a compact set of points and unit normals), so as \(h\to0\) the side term and the volume bound vanish and \(\int_{D_r}(\vec t(\vec x,\vec n) + \vec t(\vec x,-\vec n))\,\mathrm dA = 0\) over the disc. Divide by \(\pi r^2\) and let \(r\to0\): by continuity, \(\vec t(\vec x_0,\vec n) + \vec t(\vec x_0,-\vec n) = 0\).

2c. Linearity. Scale the tetrahedron by \(\varepsilon\), so the oblique face has area \(a\varepsilon^2\) and the volume is \(a\varepsilon^3/3\). By continuity each face integral is its area times the traction at \(\vec x_0\), plus area \(\times\,o(1)\). The volume estimate gives

\[ \Big|a\varepsilon^2\Big(\vec t(\vec n) + \sum_in_i\,\vec t(-\vec e_i)\Big)\Big| \le C\frac{a\varepsilon^3}{3} + a\varepsilon^2\,o(1). \]

Divide by \(a\varepsilon^2\), let \(\varepsilon\to0\), and use 2b: \(\vec t(\vec n) = \sum_in_i\,\vec t(\vec e_i)\). For normals in other octants, the coordinate face in the plane \(x_i = x_{0,i}\) has outward normal \(-\operatorname{sgn}(n_i)\vec e_i\) and area \(A|n_i|\), contributing \(A|n_i|\,\vec t(-\operatorname{sgn}(n_i)\vec e_i) = -An_i\,\vec t(\vec e_i)\); the same formula results, and zero components follow by continuity in \(\vec n\).

2d. The tensor. Define \(\sigma(\vec m,\vec n) = \sum_{i,j}m_in_j\,\vec e_i\cdot\vec t(\vec e_j)\). This is bilinear by construction, and for a unit \(\vec n\) the formula of 2c gives \(\vec m\cdot\vec t(\vec n) = \sum_jn_j\,\vec m\cdot\vec t(\vec e_j) = \sigma(\vec m,\vec n)\). \(\square\)

3. Symmetry. For a material region \(\Omega\) and fixed \(i\ne j\), the angular momentum balance is

\[ \frac{\mathrm d}{\mathrm dt}\int_\Omega\rho(x_iv_j - x_jv_i) = \oint_{\partial\Omega}(x_it_j - x_jt_i)\,\mathrm dA + \int_\Omega\rho(x_ib_j - x_jb_i). \]

Left. By the corollary, \(\int\rho\,\frac{\mathrm D}{\mathrm Dt}(x_iv_j - x_jv_i)\), and since \(\mathrm Dx_i/\mathrm Dt = v_i\), the integrand is \(\rho(v_iv_j + x_ia_j - v_jv_i - x_ja_i) = \rho(x_ia_j - x_ja_i)\). Surface term. With \(t_j = \sigma_{jk}n_k\) it is the flux of \(w_k = x_i\sigma_{jk} - x_j\sigma_{ik}\), and \(\partial_kw_k = \delta_{ik}\sigma_{jk} - \delta_{jk}\sigma_{ik} + x_i\partial_k\sigma_{jk} - x_j\partial_k\sigma_{ik} = \sigma_{ji} - \sigma_{ij} + x_i(\operatorname{div}\sigma)_j - x_j(\operatorname{div}\sigma)_i\). Combine. Moving everything to one side,

\[ \int_\Omega\Big[x_i\big(\rho a_j - (\operatorname{div}\sigma)_j - \rho b_j\big) - x_j\big(\rho a_i - (\operatorname{div}\sigma)_i - \rho b_i\big)\Big] = \int_\Omega(\sigma_{ji} - \sigma_{ij}). \]

Cauchy's equation \(\rho\vec a = \operatorname{div}\sigma + \rho\vec b\) makes the left side zero. So \(\int_\Omega(\sigma_{ji} - \sigma_{ij}) = 0\) for every region (every ball is a material region at the instant considered), and the localisation lemma gives \(\sigma_{ij} = \sigma_{ji}\) everywhere. \(\square\)

4. The hidden hypothesis. That the only torques are moments of forces: no body couples, and no couple stresses (torques transmitted across surfaces independently of the forces). Newton's laws for point particles say nothing about this, because a point particle has no orientation for a torque to act on; the assumption fails for materials whose constituents carry their own angular momentum or are twisted by a field, such as a ferrofluid in a magnetic field. With a body couple, the right side of the balance acquires \(\int_\Omega m_{ij}\), and the same calculation ends in \(\int_\Omega(\sigma_{ji} - \sigma_{ij} + m_{ij}) = 0\), hence \(\sigma_{ij} - \sigma_{ji} = m_{ij}\).

Check. Dimensions in part 4: \(m_{ij}\) is torque per volume, \(\mathrm{N\,m\,m^{-3}} = \mathrm{Pa}\), the same as a stress ✓. Special case: for a fluid at rest, \(\sigma = -pI\) is symmetric, consistent with part 3 ✓. The two powers of \(\varepsilon\) are exactly what the checkpoint asks you to name: \(\varepsilon^2\) for tractions, \(\varepsilon^3\) for inertia and body forces.

Another way

For part 3, the small-cube argument: shears on a cube of side \(\ell\) give torque \((\sigma_{21} - \sigma_{12})\ell^3\) about \(\vec e_3\), while the moment of inertia is \(\rho\ell^5/6\) and the other torques are \(O(\ell^4)\). The angular acceleration would be of order \(\ell^{-2}\), unbounded as \(\ell\to0\), unless \(\sigma_{21} = \sigma_{12}\). This is quicker and persuasive, but it assumes uniform stress over the cube; the integral proof does not.

Local conservation laws

P3 A pollutant in a river routine

exercises: constructing a local conservation law from an integral budget, the localisation lemma, incompressibility

A pollutant of concentration \(C(\vec x,t)\) (kg per cubic metre of water) is carried by water with velocity \(\vec v\), diffuses with the flux \(-D\nabla C\) (Fick's law, \(D\) constant), decays chemically at the rate \(kC\) per unit volume, and is released by a source at the rate \(s(\vec x,t)\) per unit volume.

  1. Write the budget for the pollutant in an arbitrary fixed region \(V\), and derive the local law, naming each theorem you use.
  2. Show that if the water is incompressible the law can be written with the material derivative as \(\mathrm DC/\mathrm Dt = D\nabla^2C - kC + s\).
  3. Show that "incompressible" (each particle keeps its density) is equivalent to \(\nabla\cdot\vec v = 0\), and give an example of an incompressible flow in which \(\rho\) is not uniform.
Hints · 3 rungs
Rung 1

The answer to part 1 is one partial differential equation of the shape \(\partial_t(\text{density}) + \nabla\cdot(\text{flux}) = \text{sources} - \text{sinks}\). The work is in identifying the flux: there are two ways the pollutant crosses a surface.

Rung 2

Pollutant crosses \(\mathrm dA\) by being carried, at the rate \(C\vec v\cdot\vec n\,\mathrm dA\), and by diffusing, at the rate \(-D\nabla C\cdot\vec n\,\mathrm dA\). Then: Leibniz on the left, the divergence theorem on the boundary term, the localisation lemma.

Rung 3

First line: \(\frac{\mathrm d}{\mathrm dt}\int_VC\,\mathrm dV = -\oint_{\partial V}(C\vec v - D\nabla C)\cdot\vec n\,\mathrm dA - \int_VkC\,\mathrm dV + \int_Vs\,\mathrm dV\). For part 2, expand \(\nabla\cdot(C\vec v)\) by the product rule.

Worked solution

Idea. The three moves of the deck: budget, divergence theorem, localisation.

1. The budget is the first line of rung 3: the amount in \(V\) changes by what flows out through \(\partial V\) (with the outward normal, hence the minus sign), what decays inside, and what the source adds. Leibniz's rule (unit 18, extended to a bounded region) moves \(\mathrm d/\mathrm dt\) inside as \(\partial_t\); the divergence theorem (unit 05) turns the boundary term into \(-\int_V\nabla\cdot(C\vec v - D\nabla C)\). Everything is now a volume integral over the arbitrary \(V\):

\[ \int_V\big[\partial_tC + \nabla\cdot(C\vec v) - D\nabla^2C + kC - s\big]\,\mathrm dV = 0 . \]

If the integrand is continuous, the localisation lemma gives

\[ \partial_tC + \nabla\cdot(C\vec v) = D\nabla^2C - kC + s . \]

2. \(\nabla\cdot(C\vec v) = \vec v\cdot\nabla C + C\,\nabla\cdot\vec v\), and the last term vanishes for incompressible flow. So \(\partial_tC + \vec v\cdot\nabla C = \mathrm DC/\mathrm Dt = D\nabla^2C - kC + s\): following a water particle, the concentration changes only by diffusion, decay and the source.

3. Continuity reads \(\mathrm D\rho/\mathrm Dt + \rho\,\nabla\cdot\vec v = 0\). With \(\rho \gt 0\), \(\mathrm D\rho/\mathrm Dt = 0\) if and only if \(\nabla\cdot\vec v = 0\). Example: a lake stratified in density, \(\rho = \rho(z)\), with a horizontal current \(\vec v = (U(z), 0, 0)\). Then \(\nabla\cdot\vec v = \partial_xU(z) = 0\), and \(\mathrm D\rho/\mathrm Dt = \partial_t\rho + U\partial_x\rho = 0\), though \(\rho\) varies with depth.

Check. Dimensions: \(\partial_tC\) is \(\mathrm{kg\,m^{-3}s^{-1}}\); \(D\nabla^2C\) needs \(D\) in \(\mathrm{m^2s^{-1}}\), as a diffusivity must be; \(kC\) needs \(k\) in \(\mathrm{s^{-1}}\) ✓. Limits: with \(D = k = s = 0\) and \(C = \rho\) the law is the continuity equation ✓; with \(\vec v = 0\), \(k = s = 0\) it is the diffusion equation, unit 18's parabolic example ✓. A number: a pollutant with \(k = 10^{-5}\ \mathrm{s^{-1}}\) in a river flowing at \(1\ \mathrm{m\,s^{-1}}\), with diffusion negligible, decays by a factor \(e\) over \(1/k = 10^5\) s, i.e. \(100\) km downstream.

P4 Three flows, and what a particle feels medium

exercises: the material derivative, the Reynolds transport theorem, Euler's equations, a number

  1. Rigid rotation, \(\vec v = \Omega(-y, x, 0)\), in water of uniform density under gravity \(-g\vec e_3\). Compute \(\mathrm D\vec v/\mathrm Dt\), then solve Euler's equations for \(p\). Show that the free surface (\(p = p_{\text{atm}}\)) is a paraboloid, and find how much higher the water stands at the wall than at the centre in a bucket of radius \(10\) cm turning once per second.
  2. Stagnation flow, \(\vec v = \alpha(x, -y, 0)\). Show \(\partial_t\vec v = 0\) and \(\mathrm D\vec v/\mathrm Dt \ne 0\), and that the flow is incompressible.
  3. Uniform expansion, \(\vec v = \alpha\vec x\), with \(\rho = \rho(t)\). Find \(\rho(t)\) from continuity and the volume of a material region from the transport theorem, and check that their product is constant.
Hints · 3 rungs
Rung 1

Each part is a direct computation with \(\mathrm D/\mathrm Dt = \partial_t + \vec v\cdot\nabla\), plus one extra theorem: Euler's equations in part 1, continuity in part 2, the transport theorem with \(f = 1\) in part 3.

Rung 2

In part 1, Euler's equation at steady state is \(\nabla p = \rho(\vec g - \mathrm D\vec v/\mathrm Dt)\), a gradient equation you integrate one coordinate at a time. In part 3, the transport theorem with \(f = 1\) says the volume grows at the rate \(\int\nabla\cdot\vec v\).

Rung 3

First line of part 1: \(\vec v\cdot\nabla = \Omega(-y\partial_x + x\partial_y)\), so \(\mathrm D\vec v/\mathrm Dt = -\Omega^2(x, y, 0)\), and \(\partial_xp = \rho\Omega^2x\), \(\partial_yp = \rho\Omega^2y\), \(\partial_zp = -\rho g\).

Worked solution

Idea. A steady velocity field can still accelerate every particle, because the particle moves to where the velocity is different. The material derivative is the bookkeeping for exactly that.

1. \(\mathrm D\vec v/\mathrm Dt = -\Omega^2(x,y,0)\) (rung 3; the deck's rotation example). Euler: \(\rho\,\mathrm D\vec v/\mathrm Dt = -\nabla p - \rho g\vec e_3\), so \(\nabla p = \rho(\Omega^2x, \Omega^2y, -g)\). Integrating, \(p = p_c + \tfrac12\rho\Omega^2(x^2 + y^2) - \rho g z\), where \(p_c\) is the pressure on the axis at \(z = 0\). This is a gradient field, as it must be for a solution to exist. The free surface \(p = p_{\text{atm}}\), taking the surface's lowest point at \(z = 0\) (so \(p_c = p_{\text{atm}}\)), is \(z = \Omega^2r^2/2g\), a paraboloid. With \(\Omega = 2\pi\ \mathrm{s^{-1}}\), \(r = 0.1\) m: \(z = (39.48\times0.01)/(2\times9.807) = 0.0201\) m, about \(2.0\) cm.

2. Nothing depends on \(t\), so \(\partial_t\vec v = 0\). \(\vec v\cdot\nabla = \alpha(x\partial_x - y\partial_y)\), and \((\vec v\cdot\nabla)\vec v = \alpha(x\cdot\alpha,\ -y\cdot(-\alpha),\ 0) = \alpha^2(x, y, 0)\ne0\). Particles speed up along \(x\) and slow down along \(y\) as they pass the stagnation point. \(\nabla\cdot\vec v = \alpha - \alpha = 0\): incompressible.

3. \(\nabla\cdot\vec v = 3\alpha\), \(\nabla\rho = 0\). Continuity: \(\dot\rho + 3\alpha\rho = 0\), so \(\rho = \rho_0e^{-3\alpha t}\). Transport theorem with \(f = 1\): \(\dot V = \int_{\Omega_t}3\alpha\,\mathrm dV = 3\alpha V\), so \(V = V_0e^{3\alpha t}\). The mass \(\rho V = \rho_0V_0\) is constant ✓. Directly: each particle moves as \(\vec x = \vec X e^{\alpha t}\), so lengths grow as \(e^{\alpha t}\) and volumes as \(e^{3\alpha t}\) ✓; and \(J = \det(e^{\alpha t}I) = e^{3\alpha t}\) satisfies \(\dot J = 3\alpha J\), Euler's expansion formula ✓.

Check. Part 1 dimensions: \(\Omega^2r^2/g\) is \(\mathrm{s^{-2}m^2/(m\,s^{-2})} = \mathrm m\) ✓; limit \(\Omega\to0\): a flat surface ✓. The paraboloid is also what the rotating-frame picture of unit 03 gives, with the centrifugal potential \(-\tfrac12\Omega^2r^2\) per unit mass added to gravity's \(gz\) ✓.

P5 Two atmospheres medium

exercises: hydrostatic equilibrium from Cauchy's equation, the ideal gas law, isothermal against adiabatic, numbers

Model the atmosphere as dry air at rest, \(\sigma = -pI\), under uniform gravity, with ground temperature \(T_0 = 293.15\) K and ground pressure \(p_0\).

  1. Show that hydrostatic equilibrium is \(\mathrm dp/\mathrm dz = -\rho g\).
  2. Isothermal atmosphere (Newton's air): find \(p(z)\) and the scale height \(H = RT_0/Mg\) in km, and the pressure at \(5\) km as a fraction of \(p_0\).
  3. Adiabatic atmosphere (Laplace's air, well mixed by convection: \(p\propto\rho^\gamma\) throughout). Show that \(T\) falls linearly with height at the rate \(\Gamma = \frac{\gamma - 1}{\gamma}\frac{Mg}{R}\), evaluate \(\Gamma\) in K per km, find the height at which the model's temperature would reach zero, and the pressure at \(5\) km.
Hints · 3 rungs
Rung 1

Part 1 is Cauchy's equation with \(\vec v = 0\). Parts 2 and 3 are each one first-order ODE in \(z\), made closed by the ideal gas law and a relation between \(p\) and \(\rho\) (or \(T\)).

Rung 2

Isothermal: \(\rho = pM/RT_0\), so \(p'/p = -Mg/RT_0\). Adiabatic: work with \(T\) instead of \(p\). From \(p\propto\rho^\gamma\) and \(p = \rho RT/M\), \(p\propto T^{\gamma/(\gamma - 1)}\); take logarithmic derivatives.

Rung 3

First line of part 3: \(\frac{p'}{p} = \frac{\gamma}{\gamma - 1}\frac{T'}{T}\) and \(\frac{p'}{p} = -\frac{\rho g}{p} = -\frac{Mg}{RT}\), so \(T' = -\frac{\gamma - 1}{\gamma}\frac{Mg}{R}\).

Worked solution

Idea. Statics is Cauchy's equation with no acceleration; a closure — isothermal or adiabatic — turns it into an ODE. The same closure question as for sound, with a different observable.

1. \(0 = \operatorname{div}(-pI) + \rho\vec g = -\nabla p - \rho g\vec e_3\): \(p\) depends on \(z\) alone and \(\mathrm dp/\mathrm dz = -\rho g\).

2. \(p' = -(Mg/RT_0)p\), so \(p = p_0e^{-z/H}\) with \(H = RT_0/Mg = 8.314\,462\times293.15/(0.028\,965\times9.806\,65) = 8581\) m \(= 8.58\) km. At \(5\) km, \(p/p_0 = e^{-5/8.581} = 0.558\).

3. Rung 3 gives \(T' = -\Gamma\), constant, with \(\Gamma = \frac{0.4}{1.4}\times\frac{0.028\,965\times9.806\,65}{8.314\,462} = 9.76\times10^{-3}\ \mathrm{K\,m^{-1}}\), i.e. \(9.76\) K per km — the dry adiabatic lapse rate. So \(T = T_0 - \Gamma z\), zero at \(z = T_0/\Gamma = 293.15/9.76 = 30.0\) km, where the model's atmosphere ends. At \(5\) km, \(T = 244.3\) K and \(p/p_0 = (T/T_0)^{\gamma/(\gamma - 1)} = (0.8335)^{3.5} = 0.529\).

Check. Dimensions: \(RT/Mg\) is \(\mathrm{J\,mol^{-1}}/(\mathrm{kg\,mol^{-1}\,m\,s^{-2}}) = \mathrm m\) ✓; \(Mg/R\) is \(\mathrm{K\,m^{-1}}\) ✓. Limit \(\gamma\to1\): \(\Gamma\to0\), the isothermal atmosphere ✓. For small \(z\) the two agree: expanding \((1 - \Gamma z/T_0)^{\gamma/(\gamma - 1)}\) to first order gives \(1 - z/H\), as does \(e^{-z/H}\) ✓. The real troposphere cools at about \(6.5\) K per km, between the two, because rising moist air releases latent heat — neither of these idealised closures is exact for weather, as neither was exactly right for Newton.

Constitutive laws

P6 Isotropic elasticity: the moduli and their bounds medium

exercises: Hooke's law, the isotropic–deviatoric split, positive definiteness, a proof

An isotropic linear elastic material has \(\sigma = \lambda(\operatorname{tr}\varepsilon)I + 2\mu\varepsilon\) and stored energy density \(W = \tfrac12\lambda(\operatorname{tr}\varepsilon)^2 + \mu\,\varepsilon:\varepsilon\), where \(A:B = \operatorname{tr}(A^\top B)\).

  1. Show \(\partial W/\partial\varepsilon_{ij} = \sigma_{ij}\) (treating the six independent components with care, or by checking \(\mathrm dW = \sigma:\mathrm d\varepsilon\)).
  2. Show \(W = \tfrac12K(\operatorname{tr}\varepsilon)^2 + \mu|\varepsilon_{\text{dev}}|^2\), \(K = \lambda + \tfrac23\mu\), and prove that \(W\) is positive definite if and only if \(K \gt 0\) and \(\mu \gt 0\).
  3. Deduce \(c_L \gt c_T\), and the sharper \(c_L/c_T \gt \sqrt{4/3}\). Can \(\lambda\) be negative in a stable material?
  4. For a "Poisson solid", \(\lambda = \mu\): find \(K/\mu\) and \(c_L/c_T\).
Hints · 3 rungs
Rung 1

The key object is the orthogonal decomposition of a symmetric matrix into a multiple of \(I\) and a trace-free part, orthogonal for the inner product \(A:B\). Positivity of a sum of two independent squares is then immediate in one direction and needs a trial strain in the other.

Rung 2

Write \(\varepsilon = \tfrac13(\operatorname{tr}\varepsilon)I + \varepsilon_{\text{dev}}\); since \(I:\varepsilon_{\text{dev}} = 0\), \(\varepsilon:\varepsilon = \tfrac13(\operatorname{tr}\varepsilon)^2 + |\varepsilon_{\text{dev}}|^2\). For "only if", try \(\varepsilon = I\) and then any nonzero trace-free \(\varepsilon\).

Rung 3

First line of part 3: \(\rho(c_L^2 - c_T^2) = \lambda + \mu = K + \tfrac13\mu\), and \(c_L^2/c_T^2 = (\lambda + 2\mu)/\mu = K/\mu + \tfrac43\).

Worked solution

Idea. Volume change and shape change are orthogonal, each has its own modulus, and stability says both moduli are positive. Every inequality between wave speeds follows from that.

1. \(\mathrm dW = \lambda(\operatorname{tr}\varepsilon)\operatorname{tr}(\mathrm d\varepsilon) + 2\mu\,\varepsilon:\mathrm d\varepsilon = \big(\lambda(\operatorname{tr}\varepsilon)I + 2\mu\varepsilon\big):\mathrm d\varepsilon = \sigma:\mathrm d\varepsilon\), using \(\operatorname{tr}(\mathrm d\varepsilon) = I:\mathrm d\varepsilon\) and the symmetry of \(\varepsilon\).

2. With rung 2's identity, \(W = \tfrac12\lambda(\operatorname{tr}\varepsilon)^2 + \tfrac13\mu(\operatorname{tr}\varepsilon)^2 + \mu|\varepsilon_{\text{dev}}|^2 = \tfrac12(\lambda + \tfrac23\mu)(\operatorname{tr}\varepsilon)^2 + \mu|\varepsilon_{\text{dev}}|^2\). If \(K, \mu \gt 0\), \(W\) is a sum of nonnegative terms, zero only when \(\operatorname{tr}\varepsilon = 0\) and \(\varepsilon_{\text{dev}} = 0\), i.e. \(\varepsilon = 0\). Only if: \(\varepsilon = I\) gives \(W = \tfrac92K\), so \(K \gt 0\); a nonzero trace-free \(\varepsilon\) gives \(W = \mu|\varepsilon|^2\), so \(\mu \gt 0\). \(\square\)

3. From rung 3, \(\rho(c_L^2 - c_T^2) = K + \mu/3 \gt 0\), and \(c_L^2/c_T^2 = K/\mu + 4/3 \gt 4/3\). Yes, \(\lambda = K - \tfrac23\mu\) can be negative when \(K \lt \tfrac23\mu\): nothing forbids it, and some foams and engineered "auxetic" materials realise it. What stability forbids is \(K\le0\) or \(\mu\le0\).

4. \(\lambda = \mu\): \(K = \tfrac53\mu\), and \(c_L^2/c_T^2 = 3\), \(c_L/c_T = \sqrt3 = 1.732\).

Check. Dimensions: \(W\) in \(\mathrm{J\,m^{-3}} = \mathrm{Pa}\), moduli in Pa, strain dimensionless ✓. Limit \(\mu\to0\): \(W = \tfrac12K(\operatorname{tr}\varepsilon)^2\), a fluid storing energy only in compression, and \(c_L^2/c_T^2\to\infty\) ✓. Number: steel with \(\lambda = 115\), \(\mu = 80\) GPa gives \(K = 168.3\) GPa and \(c_L/c_T = 1.854 \gt 1.155\) ✓.

P7 Flow between plates medium

exercises: the Navier–Stokes equations, the viscous term, a boundary-value problem, numbers

Water flows steadily between two fixed parallel plates at \(y = 0\) and \(y = h\), driven by a constant pressure gradient \(\partial p/\partial x = -G\), \(G \gt 0\). Look for a solution \(\vec v = u(y)\,\vec e_1\) of the incompressible Navier–Stokes equations with \(u = 0\) on both plates (no slip), ignoring gravity.

  1. Show that the nonlinear term vanishes, and solve for \(u(y)\).
  2. Find the maximum and mean velocities and the volume flux per unit width, for \(h = 1\) mm and \(G = 100\ \mathrm{Pa\,m^{-1}}\).
  3. Find the shear stress on each plate and check the force balance on a slab of fluid of length \(L\).
  4. Compute the Reynolds number \(\rho\bar uh/\eta\). Is the neglect of turbulence plausible?
Hints · 3 rungs
Rung 1

The answer is a function of \(y\): a quadratic. The Navier–Stokes equations collapse to a second-order ODE with two boundary conditions.

Rung 2

With \(\vec v = u(y)\vec e_1\), \((\vec v\cdot\nabla)\vec v = u\,\partial_x(u\vec e_1) = 0\) and \(\nabla\cdot\vec v = 0\). The \(x\)-component becomes \(0 = G + \eta u''\). The wall shear stress is \(\sigma_{12} = \eta\,u'\) at the wall.

Rung 3

First line: \(u'' = -G/\eta\), so \(u = -\frac{G}{2\eta}y^2 + Ay + B\), with \(B = 0\) from \(u(0) = 0\).

Worked solution

Idea. In this geometry the fluid particles never change speed, so inertia drops out entirely and the pressure push is balanced by viscous drag alone.

1. Rung 2 kills the nonlinear term; the \(y\) and \(z\) components give \(\partial_yp = \partial_zp = 0\). The \(x\) component, \(0 = -\partial_xp + \eta u''\), gives \(u'' = -G/\eta\). With \(u(0) = u(h) = 0\):

\[ u(y) = \frac{G}{2\eta}\,y\,(h - y). \]

2. Maximum at \(y = h/2\): \(u_{\max} = Gh^2/8\eta = 100\times10^{-6}/(8\times1.002\times10^{-3}) = 0.0125\ \mathrm{m\,s^{-1}}\). Mean: \(\bar u = \frac1h\int_0^hu = Gh^2/12\eta = \tfrac23u_{\max} = 8.32\ \mathrm{mm\,s^{-1}}\). Flux per unit width \(q = \bar uh = Gh^3/12\eta = 8.32\times10^{-6}\ \mathrm{m^2s^{-1}}\).

3. The shear stress is \(\sigma_{12} = \eta u'(y) = \frac{G}{2}(h - 2y)\), which is \(Gh/2\) at \(y = 0\) and \(-Gh/2\) at \(y = h\). The fluid drags each plate forward, in the direction of flow, with shear stress \(Gh/2 = 100\times10^{-3}/2 = 0.05\) Pa, and each plate holds the fluid back with the same stress. Force balance on a slab of length \(L\) per unit width: the pressure difference pushes with \(GL\cdot h\); the two walls resist with \(2\times(Gh/2)L = GhL\) ✓.

4. \(Re = 998.2\times0.00832\times0.001/1.002\times10^{-3} = 8.3\). Plane channel flow stays laminar up to Reynolds numbers of order a thousand (cited: Tritton, Physical Fluid Dynamics, the chapter on instability), so yes.

Check. Dimensions: \(Gh^2/\eta\) is \(\mathrm{Pa\,m^{-1}\,m^2/(Pa\,s)} = \mathrm{m\,s^{-1}}\) ✓. Limit \(\eta\to\infty\): no flow ✓; \(G\to0\): no flow ✓. The flux grows as \(h^3\): halving the gap cuts the flow eightfold, which is why narrowing a pipe is so costly (in a circular pipe, as \(r^4\) — Poiseuille's law).

Sound

P8 The sound of helium, and of water routine

exercises: the sound-speed formula, the adiabatic index, the bulk modulus, numbers

  1. Compute the speed of sound in helium (\(M = 4.003\ \mathrm{g\,mol^{-1}}\), monatomic, \(\gamma = 5/3\)) at \(20\,{}^\circ\mathrm C\), and its ratio to air's. A voice's resonances are set by the throat's length divided by the sound speed; by what factor do they rise when the throat is filled with helium?
  2. Water has adiabatic bulk modulus \(K = 2.2\) GPa. Compute its sound speed, compare with the measured \(1482\ \mathrm{m\,s^{-1}}\) at \(20\,{}^\circ\mathrm C\), and explain why for water it hardly matters whether the compressions are isothermal or adiabatic, given that its \(\gamma = c_p/c_V\) is about \(1.007\).
Hints · 3 rungs
Rung 1

Two numbers from two versions of one formula: \(c^2 = \mathrm dp/\mathrm d\rho\), which is \(\gamma RT/M\) for an ideal gas and \(K/\rho\) for anything.

Rung 2

At the same temperature, \(c\propto\sqrt{\gamma/M}\), so the helium-to-air ratio needs no absolute numbers at all. For water, the isothermal and adiabatic moduli differ by the factor \(\gamma\).

Rung 3

First line: \(c_{\text{He}}/c_{\text{air}} = \sqrt{\frac{5/3}{1.4}\cdot\frac{28.965}{4.003}}\).

Worked solution

Idea. The speed of sound is set by stiffness over inertia; a light gas is low inertia, a liquid is enormously stiff.

1. \(c_{\text{He}} = \sqrt{\tfrac53\times8.314\,462\times293.15/0.004\,003} = 1007\ \mathrm{m\,s^{-1}}\). Ratio to air's \(343.2\): \(\sqrt{(1.6667/1.4)(28.965/4.003)} = \sqrt{1.1905\times7.236} = 2.93\). The throat's resonant frequencies rise by the same factor, \(2.9\), which is the high thin voice. (The pitch of the vocal folds, set by their tension and mass, barely changes; what shifts is the resonances that give vowels their colour.)

2. \(c = \sqrt{2.2\times10^9/998.2} = 1485\ \mathrm{m\,s^{-1}}\), within \(0.2\%\) of the measured \(1482\) (the modulus is given to two figures). Isothermal and adiabatic moduli differ by the factor \(\gamma\), so the speeds differ by \(\sqrt{1.007} = 1.0035\): \(0.35\%\). For air the same factor is \(\sqrt{1.4} = 1.18\). A liquid barely warms when compressed, because its thermal expansion is small; that is the physical reason its \(\gamma\) is so close to 1, and why Newton would have got water nearly right.

Check. Dimensions: \(\sqrt{\mathrm{Pa}/(\mathrm{kg\,m^{-3}})} = \mathrm{m\,s^{-1}}\) ✓. Limit: water is about \(1.5\times10^4\) times stiffer than air (\(2.2\times10^9/1.42\times10^5\)) and \(830\) times denser; the speed ratio should be \(\sqrt{15\,500/829} = 4.3\), and \(1485/343.2 = 4.33\) ✓.

P9 Proof: acoustic energy is locally conserved medium

exercises: proof; a local conservation law from the linearised equations, energy flux, a number

  1. From the linearised equations \(\partial_t\rho' + \rho_0\nabla\cdot\vec v = 0\), \(\rho_0\partial_t\vec v = -\nabla p'\), \(p' = c^2\rho'\), prove that \(e = \tfrac12\rho_0|\vec v|^2 + p'^2/2\rho_0c^2\) and \(\vec S = p'\vec v\) satisfy \(\partial_te + \nabla\cdot\vec S = 0\).
  2. Integrate over a fixed region and state what the result says in words. Why is \(p'^2/2\rho_0c^2\) called a potential energy? (Consider the work done compressing a small volume of gas from \(\rho_0\) to \(\rho_0 + \rho'\).)
  3. For a plane wave \(p' = \hat p\cos(kx - \omega t)\) in air at \(20\,{}^\circ\mathrm C\) with \(\hat p = 1\) Pa, find the velocity amplitude and the time-averaged intensity \(\langle|\vec S|\rangle\). Sound level in decibels is \(20\log_{10}(p_{\text{rms}}/20\ \mu\mathrm{Pa})\), with \(p_{\text{rms}} = \hat p/\sqrt2\) for a sinusoid; what is this wave's level?
Hints · 3 rungs
Rung 1

Part 1 is a one-line computation once you have \(\partial_tp'\) in terms of \(\vec v\): differentiate \(e\), and replace every time derivative using the equations. Part 3 needs the plane-wave relation between \(p'\) and \(\vec v\).

Rung 2

\(\partial_tp' = c^2\partial_t\rho' = -\rho_0c^2\nabla\cdot\vec v\). The two terms you get are \(-\vec v\cdot\nabla p'\) and \(-p'\nabla\cdot\vec v\); recognise a product rule. For a plane wave, \(\vec v = p'\vec n/\rho_0c\).

Rung 3

First line: \(\partial_te = \rho_0\vec v\cdot\partial_t\vec v + \frac{p'\,\partial_tp'}{\rho_0c^2} = -\vec v\cdot\nabla p' - p'\,\nabla\cdot\vec v\).

Worked solution

Idea. The linearised equations have a conserved quadratic, exactly as unit 18's string did; finding it is a matter of multiplying each equation by the right field and adding.

1. Rung 3, then \(\vec v\cdot\nabla p' + p'\nabla\cdot\vec v = \nabla\cdot(p'\vec v)\). So \(\partial_te = -\nabla\cdot\vec S\). \(\square\)

2. For fixed \(V\), Leibniz and the divergence theorem give \(\frac{\mathrm d}{\mathrm dt}\int_Ve = -\oint_{\partial V}p'\vec v\cdot\vec n\,\mathrm dA\): the acoustic energy in a region changes only by the rate at which the pressure excess does work on the region's boundary. Potential energy: compressing gas of volume \(V_0\) against the excess pressure takes work \(-\int p'\,\mathrm dV\). With \(p' = c^2\rho'\) and \(\mathrm dV/V_0 = -\mathrm d\rho'/\rho_0\) to first order, the work is \(\int_0^{\rho'}c^2r\,(V_0/\rho_0)\,\mathrm dr = V_0\,c^2\rho'^2/2\rho_0 = V_0\,p'^2/2\rho_0c^2\). So the second term is stored elastic energy per unit volume, the fluid's analogue of the string's \(\tfrac12Tu_x^2\).

3. \(|\vec v| = \hat p/\rho_0c = 1/(1.204\times343.2) = 2.42\ \mathrm{mm\,s^{-1}}\) in amplitude. \(|\vec S| = p'^2/\rho_0c\), whose time average is \(\hat p^2/2\rho_0c = 1/(2\times413.3) = 1.21\times10^{-3}\ \mathrm{W\,m^{-2}}\). Level: \(p_{\text{rms}} = 0.707\) Pa, so \(20\log_{10}(0.707/2\times10^{-5}) = 91.0\) dB.

Check. Dimensions: \(\mathrm{J\,m^{-3}}\) for \(e\), \(\mathrm{W\,m^{-2}}\) for \(\vec S\), so \(\partial_te\) and \(\nabla\cdot\vec S\) are both \(\mathrm{W\,m^{-3}}\) ✓. Special case: in the plane wave kinetic and potential densities are equal and \(\vec S = c\,e\,\vec n\) — energy moves at the sound speed ✓. The intensity is tiny: the loud \(91\) dB wave delivers a milliwatt per square metre, which is why the ear must be so sensitive.

P10 Newton against Laplace, done properly hard

exercises: the thermodynamic closure, a separable ODE, dimensional estimates, falsification with a number

  1. From the first law for an ideal gas, \(nc_V\,\mathrm dT = \delta Q - p\,\mathrm dV\), with \(pV = nRT\), derive that an adiabatic (\(\delta Q = 0\)) compression obeys \(pV^\gamma = \text{const}\) with \(\gamma = 1 + R/c_V\), and hence \(\mathrm dp/\mathrm d\rho = \gamma p/\rho\). Evaluate \(\gamma\) for a diatomic gas, \(c_V = \tfrac52R\).
  2. Compute Newton's and Laplace's speeds of sound in dry air at \(0\,{}^\circ\mathrm C\) and at \(20\,{}^\circ\mathrm C\). State the percentage by which Newton's is low, and show it does not depend on the temperature.
  3. Justify the adiabatic hypothesis. Air's thermal diffusivity is \(\kappa = 2.14\times10^{-5}\ \mathrm{m^2s^{-1}}\). Estimate, by dimensions alone, the time heat needs to cross \(\lambda/2\pi\) in a \(1\) kHz wave, and compare it with \(1/\omega\).
  4. Find the angular frequency at which the two times would be equal, and the length \(\lambda/2\pi\) there. The mean free path of air molecules is about \(0.07\ \mu\mathrm m\). What does this say about when Newton's hypothesis could ever hold?
Hints · 3 rungs
Rung 1

Part 1 is a separable ODE for \(T\) as a function of \(V\); parts 2 to 4 are numbers from formulas you already have. Part 3 compares a diffusion time \(L^2/\kappa\) with an oscillation time; part 4 asks where they cross.

Rung 2

Eliminate \(p\) from the first law with the gas law: \(c_V\,\mathrm dT/T = -R\,\mathrm dV/V\). For part 2, Newton's \(c\) is \(\sqrt{RT/M}\) and Laplace's is \(\sqrt\gamma\) times it. For part 4, set \((c/\omega)^2/\kappa = 1/\omega\).

Rung 3

First line of part 1: integrating, \(c_V\ln T + R\ln V = \text{const}\), i.e. \(TV^{R/c_V} = \text{const}\). Then substitute \(T = pV/nR\).

Worked solution

Idea. Newton and Laplace agree on everything except whether the gas exchanges heat during one oscillation. A dimensional comparison of two times settles it, and the factor \(\sqrt\gamma\) is the fingerprint of the wrong choice.

1. Rung 3 gives \(TV^{R/c_V}\) constant; with \(T = pV/nR\), \(pV^{1 + R/c_V}\) is constant. For fixed mass \(V\propto1/\rho\), so \(p = A\rho^\gamma\) and \(\mathrm dp/\mathrm d\rho = \gamma A\rho^{\gamma - 1} = \gamma p/\rho\). Diatomic: \(\gamma = 1 + R/\tfrac52R = \tfrac75 = 1.4\).

2. Newton: \(c_N = \sqrt{RT/M}\); Laplace: \(c_L = \sqrt{1.4}\,c_N\).

  • \(0\,{}^\circ\mathrm C\): \(c_N = \sqrt{8.314\,462\times273.15/0.028\,965} = 280.0\ \mathrm{m\,s^{-1}}\), \(c_L = 331.3\ \mathrm{m\,s^{-1}}\).
  • \(20\,{}^\circ\mathrm C\): \(c_N = 290.1\ \mathrm{m\,s^{-1}}\), \(c_L = 343.2\ \mathrm{m\,s^{-1}}\).

Newton is low by \(1 - 1/\sqrt{1.4} = 15.5\%\) at every temperature, since the ratio is \(\sqrt\gamma\) and \(\gamma\) does not depend on \(T\). (Equivalently, the truth exceeds Newton by \(18.3\%\).) Laplace's values match the measured \(331.3\) and \(343.2\ \mathrm{m\,s^{-1}}\).

3. At \(1\) kHz, \(\omega = 6283\ \mathrm{s^{-1}}\), \(\lambda/2\pi = c/\omega = 0.0546\) m. The only time built from a length \(L\) and a diffusivity is \(L^2/\kappa\): \((0.0546)^2/2.14\times10^{-5} = 140\) s, against \(1/\omega = 1.6\times10^{-4}\) s. Heat has about a millionth (\(1/8.8\times10^5\)) of the time it needs to even out; each compression is adiabatic.

4. \((c/\omega)^2/\kappa = 1/\omega\) at \(\omega = c^2/\kappa = 343.2^2/2.14\times10^{-5} = 5.5\times10^9\ \mathrm{s^{-1}}\), where \(\lambda/2\pi = \kappa/c = 6.2\times10^{-8}\) m \(= 0.062\ \mu\mathrm m\) — the mean free path. At such wavelengths air is not a continuum and neither Euler's equations nor Boyle's law describe it. Newton's hypothesis is therefore wrong wherever his equations are right: a clean falsification, with one identifiable physical assumption at fault and a number, \(\sqrt{1.4}\), pointing at it.

Check. Dimensions: \(RT/M\) in \(\mathrm{m^2s^{-2}}\); \(L^2/\kappa\) in s; \(c^2/\kappa\) in \(\mathrm{s^{-1}}\) ✓. Limit \(\gamma\to1\): the two closures coincide ✓. \(c\propto\sqrt T\): \(343.2\sqrt{273.15/293.15} = 331.3\) ✓. The checkpoint's \(2\%\) window at \(20\,{}^\circ\mathrm C\) is \(336\)–\(350\ \mathrm{m\,s^{-1}}\); Laplace lands inside it, Newton does not.

Seismology

P11 Seismology: the core–mantle boundary medium

exercises: P- and S-wave speeds from Lamé parameters, \(c_L \gt c_T\), the liquid-core argument, a number

Values close to the standard Earth model's, on either side of the core–mantle boundary (radius \(3480\) km; Earth's radius \(6371\) km):

  • base of the mantle: \(\rho = 5566\ \mathrm{kg\,m^{-3}}\), \(\lambda = 459.6\) GPa, \(\mu = 293.8\) GPa;
  • top of the outer core: \(\rho = 9903\ \mathrm{kg\,m^{-3}}\), bulk modulus \(K = 644.1\) GPa, \(\mu = 0\).
  1. Compute \(c_L\) and \(c_T\) on each side.
  2. Prove that \(c_L \gt c_T\) in every stable isotropic solid, and check the mantle values against the bound \(c_L/c_T \gt \sqrt{4/3}\).
  3. No direct S-waves arrive beyond about \(103^\circ\) of arc from an earthquake. Explain why this implies the outer core is liquid, and why the absence of S-waves is stronger evidence than the P-wave behaviour.
  4. Estimate the edge of the shadow with straight rays, and say which way curved rays move it.
Hints · 3 rungs
Rung 1

Four speeds (one of them zero), an inequality from the positivity of the elastic energy, an argument from the plane-wave theorem, and a piece of circle geometry.

Rung 2

\(c_L = \sqrt{(\lambda + 2\mu)/\rho}\), \(c_T = \sqrt{\mu/\rho}\); in the core, \(\lambda = K\). For part 2 write \(\lambda + \mu\) in terms of \(K\) and \(\mu\). For part 4, the straight ray that just touches the core is a chord of the Earth tangent to a concentric circle.

Rung 3

First line: \(c_L^2 = (459.6 + 587.6)\times10^9/5566\). For part 4, the chord's half-angle \(\theta\) at the centre satisfies \(\cos\theta = 3480/6371\).

Worked solution

Idea. The plane-wave theorem says transverse waves travel at \(\sqrt{\mu/\rho}\). A layer that stops them has \(\mu = 0\) — no resistance to static shear — and that is the definition of a fluid.

1. Mantle: \(c_L = \sqrt{1047.2\times10^9/5566} = 13.72\ \mathrm{km\,s^{-1}}\), \(c_T = \sqrt{293.8\times10^9/5566} = 7.265\ \mathrm{km\,s^{-1}}\). Core: \(c_L = \sqrt{644.1\times10^9/9903} = 8.065\ \mathrm{km\,s^{-1}}\), \(c_T = 0\).

2. \(\rho(c_L^2 - c_T^2) = \lambda + \mu = K + \tfrac13\mu\), positive because stability requires \(K \gt 0\) and \(\mu \gt 0\) (problem P6). Mantle: \(c_L/c_T = 13.72/7.265 = 1.89 \gt 1.155\) ✓; its \(\lambda/\mu = 1.56\), so it is stiffer in compression than a Poisson solid.

3. A plane wave with displacement perpendicular to its direction of travel exists only with speed \(\sqrt{\mu/\rho}\). If \(\mu = 0\) that speed is zero: a transverse disturbance is not restored and does not propagate. S-waves entering the core are therefore not transmitted as S-waves, and none emerge on the far side as direct S. Conversely, if the core were solid with any \(\mu \gt 0\), S-waves would cross it. So the shadow says \(\mu = 0\): liquid. The P-wave evidence is weaker because P-waves do cross the core, merely slowed from \(13.72\) to \(8.07\ \mathrm{km\,s^{-1}}\) and refracted — which shows a different material, not a liquid one.

4. Straight rays: \(\theta = \arccos(3480/6371) = 56.9^\circ\), so the grazing chord ends \(2\theta = 113.8^\circ\) from the epicentre. Speed rises with depth in the mantle, so rays bend back towards the surface and the grazing ray emerges nearer the epicentre; the observed edge is near \(103^\circ\).

Check. Dimensions: \(\sqrt{\mathrm{Pa}/(\mathrm{kg\,m^{-3}})} = \mathrm{m\,s^{-1}}\) ✓. Limit \(\mu\to0\) on the mantle side would give \(c_L = \sqrt{K/\rho}\), with \(K = \lambda + \tfrac23\mu = 655.5\) GPa, and \(c_T = 0\) ✓. The core's bulk modulus, \(644\) GPa, is comparable to the mantle's \(655\) GPa: the core is not soft, only unable to resist shear.

P12 Locating an epicentre medium

exercises: using \(c_L \gt c_T\) as a range-finder, solving for a point from three distances, a number

In a region where the crust has \(c_L = 6.0\) and \(c_T = 3.5\ \mathrm{km\,s^{-1}}\), a shallow earthquake is recorded at three stations on flat ground, at \(A = (0,0)\), \(B = (100, 0)\) and \(C = (0, 90)\) km. The S-wave arrives after the P-wave by \(5.95\) s at \(A\), \(9.60\) s at \(B\) and \(6.94\) s at \(C\).

  1. Show that the S–P delay at distance \(d\) is \(\Delta t = d\,(1/c_T - 1/c_L)\), and find each station's distance.
  2. Locate the epicentre.
  3. Find the origin time relative to the P arrival at \(A\), and explain why two stations would not have been enough.
Hints · 3 rungs
Rung 1

Each delay gives a distance, so each station puts the epicentre on a circle. The answer is the point common to three circles, a pair of coordinates in km.

Rung 2

\(1/c_T - 1/c_L = 1/3.5 - 1/6 = 0.1190\ \mathrm{s\,km^{-1}}\), so \(d = 8.4\,\Delta t\) km. Subtracting two circle equations cancels the squares and leaves a straight line.

Rung 3

First line: \(x^2 + y^2 = d_A^2\) and \((x - 100)^2 + y^2 = d_B^2\) give \(x = (d_A^2 - d_B^2 + 100^2)/200\).

Worked solution

Idea. Both waves leave together; the slower one falls behind at a fixed rate per kilometre, so the delay is a distance measurement. Three distances fix a point in the plane.

1. The P-wave arrives at \(d/c_L\) and the S-wave at \(d/c_T\) after the origin time, so \(\Delta t = d(1/c_T - 1/c_L)\), positive because \(c_L \gt c_T\). Here \(d = 8.4\,\Delta t\): \(d_A = 49.98\), \(d_B = 80.64\), \(d_C = 58.30\) km.

2. \(x = (49.98^2 - 80.64^2 + 10\,000)/200 = (2498.0 - 6502.8 + 10\,000)/200 = 29.98\) km, and from \(A\) and \(C\), \(y = (d_A^2 - d_C^2 + 90^2)/180 = (2498.0 - 3398.4 + 8100)/180 = 40.00\) km. The epicentre is at \((30.0, 40.0)\) km. Check against the first circle: \(\sqrt{29.98^2 + 40.00^2} = 49.98\) ✓.

3. The P-wave took \(d_A/c_L = 49.98/6.0 = 8.33\) s to reach \(A\), so the earthquake happened \(8.33\) s before the P arrival there. With two stations the two circles generally meet in two points, mirror images in the line joining the stations; the third circle picks one. (With data carrying errors, three circles do not quite meet, and more stations are used with a least-squares fit.)

Check. Dimensions: \(\mathrm s\times(\mathrm{km\,s^{-1}})\) gives km ✓. Special case: a station at the epicentre records no delay ✓. The rounding of the delays to \(0.01\) s corresponds to \(0.08\) km, the size of the discrepancies above ✓. The rule of thumb "\(8\) km per second of S–P delay" used by seismologists for local earthquakes is this \(8.4\).