Part F · Einstein · spine

37

The classical tests: three numbers, and one of them is 43

Unit 08's orbit equation acquires exactly one term. From it come the 43 arcseconds of Mercury, the 1.75 arcseconds of starlight at the Sun's edge, a radar echo that returns late, and an orbit that no longer has to be stable.

needs 36, 21, 08, 10~3½ h slides + 7 h problemsproblems: ./mr problems 37

37 · overview

One orbit, one ray, one extra term

the running example

Mercury: $a = 5.79\times10^{10}$ m, $e = 0.2056$, 415.2 orbits a century. Its perihelion advances by about $5600''$ per century, and Newton accounts for all but $43''$ of it.

A ray grazing the Sun: impact parameter $b = R_\odot$. Newton, treating light as a fast particle, bends it by $0.88''$. The sky says $1.75''$.

Both are geodesics of the Schwarzschild metric, and both obey one equation, in $u = 1/r$ as a function of the angle $\varphi$:

$$u'' + u = \underbrace{\frac{GM}{L^2}}_{\text{unit 08}} + \underbrace{3r_g\,u^2}_{\text{new}}$$

$r_g = GM/c^2$, $L$ the angular momentum per unit mass. The first term comes from the particle's rest mass, so for light it is absent and the ray obeys $u'' + u = 3r_gu^2$ alone.

how the equation is reached · section 1

1. The metric does not involve $t$ or $\varphi$, so each geodesic conserves an energy $E$ and an angular momentum $L$.

2. Symmetry makes the orbit planar, and the tangent's fixed length, $g(\dot x, \dot x) = -c^2$ (zero for light), gives $\dot r^2$ as a function of $r$: an energy equation.

3. Unit 08's trick: $u = 1/r$, $\varphi$ as parameter, $\dot r = -Lu'$.

4. Differentiate in $\varphi$. One cross term, $2r_gL^2u^3$ — the $g_{tt}$ correction times the angular motion — becomes the new $3r_gu^2$.

The plan. 1 the equation · 2 near a black hole · 3 Mercury's $43''$ · 4 $0.88''$ against $1.75''$ · 5 delay and redshift · 6 the tests now.

Dotted underline, like $r_g$: a glossary term. Solid, like Mercury: the running example, on hover. N: notes and long proofs.

section 1

Geodesics of Schwarzschild

Two Killing vectors and a normalisation reduce eight equations to one.

37 · geodesics

Two Killing vectors, two constants

The metric's components do not depend on $t$ or $\varphi$, so $\partial_t$ and $\partial_\varphi$ are Killing vectors — two of the four unit 36 counted, the other two rotations being what makes the orbit planar on the next slide. Along any geodesic with tangent $\dot x$, timelike or null, $g(K, \dot x)$ is constant for a Killing $K$ (unit 36). For a massive particle, per unit rest mass:

the two constants $$E := -g(\partial_t, \dot x) = \Big(1 - \frac{2r_g}{r}\Big)c^2\,\dot t,$$ $$L := g(\partial_\varphi, \dot x) = r^2\sin^2\theta\;\dot\varphi .$$

The specific energy $E$ and the specific angular momentum $L$.

they are what the names say

For a slow particle far away, $E = c^2 + \tfrac12v^2 - GM/r + \dots$: rest energy plus Newton's energy, per unit mass. And $L$ is unit 08's $r^2\dot\varphi$, with proper time for time.

this is Noether, again

$t$ and $\varphi$ are absent from the geodesic Lagrangian $\mathcal L = g_{\mu\nu}\dot x^\mu\dot x^\nu$ (unit 32), so their momenta are conserved: unit 13's theorem for a cyclic coordinate. The Killing vector is the coordinate-free statement of the same symmetry.

37 · geodesics

The third constant, and the plane

the orbit is planar

Every geodesic lies in a plane through the centre; choose coordinates so it is $\theta = \pi/2$.

Proof. The rotations are isometries of the metric (unit 36), and an isometry carries geodesics to geodesics (unit 32), so it is enough to prove it for a rotated copy: rotate until $x(0)$ and $\dot x(0)$ have $\theta = \pi/2$, $\dot\theta = 0$. The $\theta$-equation, $\frac{\mathrm d}{\mathrm d\tau}(r^2\dot\theta) = r^2\sin\theta\cos\theta\,\dot\varphi^2$, is solved by $\theta \equiv \pi/2$, and by uniqueness (unit 01) that is the solution. $\square$

the normalisation

$g(\dot x, \dot x) = -\sigma$, with $\sigma = c^2$ for a massive particle and proper time as parameter (unit 27), and $\sigma = 0$ for light. In the plane, with $f = 1 - 2r_g/r$:

$$-f\,c^2\dot t^2 + \frac{\dot r^2}{f} + r^2\dot\varphi^2 = -\sigma .$$

Substitute $\dot t = E/(fc^2)$ and $\dot\varphi = L/r^2$, multiply by $f$:

$$\boxed{\ \dot r^2 = \frac{E^2}{c^2} - \big(1 - 2r_g/r\big)\big(\sigma + L^2/r^2\big)\ }$$

37 · geodesics

The effective potential

For a massive particle ($\sigma = c^2$), halve the box and expand the product:

$$\tfrac12\dot r^2 + V_{\rm eff}(r) = \tfrac12\Big(\frac{E^2}{c^2} - c^2\Big),$$
the relativistic effective potential $$V_{\rm eff}(r) = -\frac{GM}{r} + \frac{L^2}{2r^2} - \frac{GM L^2}{c^2r^3}$$

Unit 08's $V_{\rm eff}$ — gravity plus the centrifugal barrier — and one new term, attractive, $\propto r^{-3}$. Exact.

two things that look Newtonian and are not

The time is proper time $\tau$, not $t$. And the "energy" on the right is $\tfrac12(E^2/c^2 - c^2)$, which is Newton's $E_N$ only when $E \approx c^2 + E_N$.

checks

Dimensions: $GML^2/c^2r^3$ is $\mathsf{L^3T^{-2}\cdot L^4T^{-2}/(L^2T^{-2}\cdot L^3)} = \mathsf{L^2T^{-2}}$, like $GM/r$ ✓.
Limit $c\to\infty$: the new term vanishes and unit 08 returns ✓.
Size at Mercury: new term over centrifugal term is $2r_g/r = 5.1\times10^{-8}$ at mean distance.

37 · geodesics · example

Worked example 1 — the orbit equation, exactly

from the radial equation to the orbit equation

Step 1 — change variable. $u = 1/r$ and $\varphi$ as parameter. Since $\dot\varphi = Lu^2$, $$\dot r = \frac{\mathrm dr}{\mathrm d\varphi}\dot\varphi = -\frac{u'}{u^2}\,Lu^2 = -Lu'.$$ Unit 08's Binet trick.

Step 2 — substitute into $\dot r^2 = E^2/c^2 - (1 - 2r_gu)(\sigma + L^2u^2)$: $$L^2u'^2 = \frac{E^2}{c^2} - \sigma - L^2u^2 + 2r_g\sigma u + 2r_gL^2u^3 .$$

Step 3 — differentiate in $\varphi$ and divide by $2L^2u'$ (away from turning points, $u' \ne 0$): $$u'' = -u + \frac{r_g\sigma}{L^2} + 3r_gu^2 .$$

Step 4. Massive ($\sigma = c^2$) and massless ($\sigma = 0$):

$$\boxed{\ u'' + u = \frac{GM}{L^2} + 3r_gu^2\ }$$ $$\boxed{\ u'' + u = 3r_gu^2\ }$$

Step 5 — check. $r_g \to 0$: unit 08's Kepler equation ✓, and a straight line for light ✓.

37 · geodesics

What the extra term is

Unit 08's Binet equation for a force $f(r)$ per unit mass is $u'' + u = -f(1/u)/(L^2u^2)$. So the orbit equation is Newton's, for the force

$$f(r) = -\frac{GM}{r^2} - \frac{3GML^2}{c^2r^4}.$$

An inverse-square law plus an inverse-fourth-power correction, attractive, proportional to $L^2$ — to the square of the transverse speed.

a reading, not a mechanism

No such force acts: the particle is in free fall. The reading is exact only for the shape $r(\varphi)$, and only with proper time as the clock.

the size, at Mercury

The ratio of the new term to Newton's is $3r_gu^2/(GM/L^2) = 3r_g\,p/r^2$, with $p = L^2/GM$:

where$r$ (m)$3r_gp/r^2$
perihelion$4.600\times10^{10}$$1.16\times10^{-7}$
mean$5.791\times10^{10}$$7.33\times10^{-8}$
aphelion$6.982\times10^{10}$$5.04\times10^{-8}$

A part in ten million. Section 3 shows why it is still visible.

section 2

What the new term does close in

Circular orbits that stop being stable, a plunge, and a sphere of light.

37 · the potential

Circular orbits come in pairs

Write $\ell = L/c$, a length. Then $V_{\rm eff} = c^2\big(-r_g/r + \ell^2/2r^2 - r_g\ell^2/r^3\big)$ and

$$V_{\rm eff}'(r) = \frac{c^2}{r^4}\big(r_g\,r^2 - \ell^2\,r + 3r_g\ell^2\big).$$

A circular orbit is a zero of the quadratic:

$$r_\pm = \frac{\ell^2 \pm \sqrt{\ell^4 - 12\,r_g^2\ell^2}}{2r_g}.$$

Newton's $V_{\rm eff}'$ has the bracket $r_gr - \ell^2$: one root, always a minimum.

circular orbits of Schwarzschild

(i) Circular orbits exist iff $\ell^2 \ge 12r_g^2$.
(ii) $r_+$ is a minimum of $V_{\rm eff}$ (stable), $r_-$ a maximum (unstable).
(iii) As $\ell$ runs from $\sqrt{12}\,r_g$ to $\infty$, $r_+$ increases from $6r_g$ to $\infty$ and $r_-$ decreases from $6r_g$ to $3r_g$.

full proof in the notes (N)

The next slide plots both roots against $\ell^2$.

37 · the potential

The two branches, plotted

Both roots $r_\pm$, in units of $r_g$, against $\ell^2/r_g^2$. They are born together at the ISCO and part:

$r_+$, stable, climbs towards Newton's line. Large $\ell$: $r_+ \approx \ell^2/r_g = L^2/GM$, unit 08's circular radius ✓.

$r_-$, unstable, falls towards $3r_g$, a radius Newton does not have: the photon sphere, later in this section, reached only as $\ell \to \infty$, that is, at the speed of light.

Left of $\ell^2 = 12r_g^2$ the band is empty: there is no circular orbit at all.

ISCO ℓ = 4r_g r₊, stable r₋, unstable photon sphere, 3r_g Newton: r = ℓ²/r_g none 12 16 20 24 28 0 3 6 12 18 24 ℓ² / r_g² r / r_g

Computed from the formula for $r_\pm$. The two circles at $\ell = 4r_g$, radii 4 and 12, are the peak and the well of the next slide's curve. Shaded: no circular orbit (left), inside the horizon (bottom).

37 · the potential

Six gravitational radii, and the plunge

r₋ = 4 r₊ = 12 ISCO, r = 6 Newton, ℓ = 4r_g (dashed) GR, ℓ = 4r_g GR, ℓ² = 12r_g² 2 10 20 30 40 -0.06 -0.03 0 0.03 r / r_g V_eff / c²

$V_{\rm eff}/c^2$ against $r/r_g$, computed. Dashed: Newton, whose barrier rises for ever. Red: general relativity with the same $\ell$ — the barrier has a top, at $r_-$, and beyond it the potential falls away. Blue: the critical $\ell$, whose well has closed into an inflection.

the innermost stable circular orbit

No stable circular orbit has $r \lt 6r_g = 3r_s$. At the ISCO, $\ell^2 = 12r_g^2$.

the plunge

Newton's barrier $\ell^2/2r^2$ beats $-r_g/r$ as $r \to 0$ for any $\ell \ne 0$: nothing with angular momentum reaches the centre. Here $-r_g\ell^2/r^3$ beats both. A particle with $\ell^2 \lt 12r_g^2$, or with energy above the barrier's top, falls in.

37 · the potential

Nearly circular orbits precess, exactly

Put $u = u_c + \delta$ in the orbit equation, $u_c = 1/r_c$ a circular orbit, to first order in $\delta$:

$$\delta'' + \big(1 - 6r_g u_c\big)\,\delta = 0 .$$

So $r$ oscillates with frequency, in $\varphi$,

the apsidal frequency $$\nu = \sqrt{1 - \frac{6r_g}{r_c}},$$ $$\Delta\varphi_{\rm peri} = 2\pi\Big(\frac1\nu - 1\Big)\ \text{per orbit.}$$
three limits, one formula

$r_c \gg r_g$: $\Delta\varphi \approx 6\pi r_g/r_c$, section 3's answer at $e = 0$.
$r_c \to 6r_g$: $\nu \to 0$: at the ISCO the orbit stops returning to perihelion.
$r_c \lt 6r_g$: $\nu^2 \lt 0$: unstable.

The next slide plots the exact advance against its first-order approximation.

37 · the potential

The advance, at every radius

$\Delta\varphi_{\rm peri} = 2\pi(1/\nu - 1)$ with $\nu = \sqrt{1 - 6r_g/r_c}$, against its first-order form $6\pi r_g/r_c$.

At $r_c = 10r_g$ the perihelion advances $209^\circ$ an orbit, nearly twice the first-order $108^\circ$. At $100r_g$ it is $11.3^\circ$ against $10.8^\circ$. At Mercury, $r/r_g \approx 4\times10^7$, the two agree to a part in $10^7$.

the ISCO, seen from the orbit

As $r_c \to 6r_g$ the advance per orbit grows without bound: the particle circles many times between one perihelion and the next. The first-order curve sees nothing there.

209° 108° ISCO exact: 2π(1/ν − 1) first order: 6πr_g/r_c 6 10 20 30 40 0° 100° 200° 300° 400° r_c / r_g advance per orbit

Computed. The two curves converge as $r_c$ grows, with a gap of relative size about $r_g/r_c$; they part completely near the ISCO, where only the exact formula knows that $\nu \to 0$.

37 · the potential

Light has a potential too: the photon sphere

For light ($\sigma = 0$), divide the radial equation by $L^2$:

$$u'^2 = \frac1{b^2} - W(u),$$ $$W(u) = u^2\big(1 - 2r_gu\big),$$

$b = cL/E$ is the impact parameter, the distance of the incoming line. Rescaling the affine parameter rescales $E$ and $L$ together, so $b$ is the only thing about a ray that either of them says. $W$ peaks at $u = 1/3r_g$, where $W = 1/27r_g^2$.

the photon sphere

Light can orbit — unstably — at $r = 3r_g$. A ray from infinity with $b \lt b_c = 3\sqrt3\,r_g$ is captured; with $b \gt b_c$ it escapes.

b = 4r_g: captured b = b_c = 3√3 r_g b = 7r_g: turns, escapes W(r) 2 3 6 10 14 0 0.02 0.04 0.06 r / r_g r_g² W, and r_g²/b²

$W$ against $r = 1/u$, computed, with three rays' levels $1/b^2$. A ray moves where its level is above $W$, and turns where they meet. Above the peak, at $1/27r_g^2$, nothing stops it.

37 · the potential

The shadow, and the ring the EHT saw

b < b_c b > b_c photon sphere, 3r_g

Rays traced from the null orbit equation, $u'' + u = 3r_gu^2$, at eight impact parameters. Red: $b \lt b_c$ (shaded band), captured. Blue: $b \gt b_c$, bent and released — the closer to $b_c$, the further round the hole. Dashed circle: the photon sphere. To scale.

the ring in the Event Horizon Telescope image

Captured rays leave a dark disc of angular diameter $2b_c/D$, the shadow. M87*: $M = 6.5\times10^9M_\odot$, $D = 16.8$ Mpc, so $r_g = 9.598\times10^{12}$ m and $b_c = 5.196\,r_g = 4.987\times10^{13}$ m:

$$\frac{2b_c}{D} = \frac{9.975\times10^{13}}{5.184\times10^{23}} = 1.924\times10^{-10}\ \text{rad},$$

which is $39.7\ \mu$as.

EHT, 2019: a ring of $42 \pm 3\ \mu$as.

section 3

Mercury: the 43

A ledger with one line nobody could fill, and the secular term that fills it.

37 · Mercury

The ledger

The longitude of Mercury's perihelion, measured from the equinox, advances by about $5600''$ per century. Where it goes, in Clemence's 1947 accounting:

cause$''$ per century
observed$5599.7 \pm 0.4$
general precession (the equinox moves)$5025.6$
the other planets$531.5$
left over$42.6 \pm 0.9$

The modern value of the anomalous perihelion advance, from radar ranging and spacecraft: $42.98 \pm 0.04''$.

5025 of it is not Mercury at all

The reference direction, the equinox, is where the Earth's equator meets its orbit. The Sun and Moon pull on the Earth's equatorial bulge — unit 10's $J_2$ — and the axis precesses, once in about 25 800 years. Every longitude drifts with it.

1859

Le Verrier, who had found Neptune from the anomalies of Uranus in 1846, found $38''$ unexplained and proposed an inner planet, Vulcan. It was searched for at eclipses for decades and never found. Newcomb (1882) revised the residual to $43''$.

37 · Mercury

Where the 531 comes from: unit 10's averaging

Unit 10's recipe: average the perturbation over the fast angles, and keep what does not cancel. Averaged over its orbit, an outer planet of mass $m'$ at radius $a'$ is a ring. Its potential in the plane, from unit 10's expansion with $\langle P_2(\cos\psi)\rangle = \tfrac14$:

$$\Phi_{\rm ring}(r) = -\frac{Gm'}{a'}\Big(1 + \frac{r^2}{4a'^2} + \dots\Big).$$

A small outward force $Gm'r/2a'^3$. Put it into Binet and linearise as on "Nearly circular orbits precess, exactly":

$$\Delta\varphi_{\rm peri} \approx \frac{3\pi}{2}\,\frac{m'}{M}\Big(\frac{a}{a'}\Big)^3\ \text{per orbit.}$$
planetring, all orders in $a/a'$Clemence
Venus286.3277.9
Earth96.690.0
Mars2.42.5
Jupiter160.3153.6
Saturn7.77.3
Uranus, Neptune0.20.2
total553.5531.5

The ring model ignores Mercury's eccentricity and the other planets' — it is 4% high, and 4% of 531 is half of 43. Clemence's full secular theory is what makes the residual trustworthy.

37 · Mercury

Solving the orbit equation: Poincaré–Lindstedt

Unit 21's scaling, $p = L^2/GM$ and $w = pu$:

$$w'' + w = 1 + \varepsilon w^2,\qquad \varepsilon = \frac{3r_g}{p}.$$

Unit 21's method: give the radial oscillation its own frequency, $\psi = \nu\varphi$ with $\nu = 1 + \varepsilon\nu_1 + \dots$, and demand $w$ be $2\pi$-periodic in $\psi$.

Order 1: $w_0 = 1 + e\cos\psi$, unit 08's ellipse.

Order $\varepsilon$: $\ddot w_1 + w_1 = w_0^2 - 2\nu_1\ddot w_0$, whose $\cos\psi$ coefficient is $2e + 2\nu_1e$.

A periodic $w_1$ exists only if that resonant coefficient vanishes (unit 21's solvability condition). So $\nu_1 = -1$.

the perihelion advance $$\nu = 1 - \varepsilon,\qquad \Delta\varpi = \frac{2\pi}{\nu} - 2\pi \approx 2\pi\varepsilon$$ $$\Delta\varpi = \frac{6\pi GM}{c^2a(1 - e^2)}\ \text{per orbit}$$

37 · Mercury

The perihelion advance, drawn

33.8° 0 1

The exact orbit equation, integrated from perihelion $r = p/(1 + e)$ with $p = 40r_g$, $e = 0.5$, over ten radial periods. Blue dots: the eleven perihelia, each $33.8^\circ$ past the last. Dashed: Newton's ellipse from the same start.

The radial oscillation has frequency $\nu \lt 1$ in $\varphi$, so $r$ returns to its minimum only after the orbit has turned through $2\pi/\nu \gt 2\pi$. Each perihelion is a fixed angle ahead of the last, and the orbit traces a rosette, not an ellipse.

the drawing, against the formula

Here $\varepsilon = 3r_g/p = 0.075$, a million times Mercury's. First order predicts $2\pi\varepsilon = 27.0^\circ$ per orbit; the integration gives $33.8^\circ$. The excess, 25%, is the $O(\varepsilon^2)$ that Poincaré–Lindstedt dropped — for Mercury, a few parts in $10^7$.

The orbit also swings in less far than Newton's: the extra attraction pulls the aphelion in from $80r_g$ to $58r_g$.

37 · Mercury

Why the secular term must not be removed

Expand naively instead, with $w_0 = 1 + e\cos\varphi$. The resonant forcing $2e\cos\varphi$ puts $e\,\varphi\sin\varphi$ into $w_1$: unit 21's secular term. And

$$\begin{aligned}&1 + e\cos\varphi + \varepsilon e\varphi\sin\varphi\\ &\quad= 1 + e\cos\big((1 - \varepsilon)\varphi\big) + O(\varepsilon^2\varphi^2).\end{aligned}$$

The secular term is the frequency shift, written as the first term of a Taylor series.

unit 21's warning, in its intended use

Deleting $\varepsilon e\varphi\sin\varphi$ "because secular terms are unphysical" predicts zero precession, and is inconsistent: at order $\varepsilon$ there is no $2\pi$-periodic solution when $e \ne 0$. The equation forbids the orbit to close after one turn. Poincaré–Lindstedt does not remove the term; it rewrites it as $\nu - 1$.

37 · Mercury

The secular term, plotted

The same exaggerated $\varepsilon = 0.075$, over eight orbits.

Red, Poincaré–Lindstedt: $\cos\big((1 - \varepsilon)\varphi\big)$. Its amplitude never changes; it slips behind $\cos\varphi$ by $2\pi\varepsilon$ each orbit. That slip is the precession.

Blue, naive: $\cos\varphi + \varepsilon\varphi\sin\varphi$. It agrees while $\varepsilon\varphi \ll 1$, then its amplitude grows like $\sqrt{1 + (\varepsilon\varphi)^2}$ — an orbit that swells without limit, which no solution does.

and here the naive form is enough

It fails when $\varepsilon\varphi \sim 1$: for Mercury, after $2.0$ million orbits. Over a century $\varepsilon\varphi = 2.1\times10^{-4}$.

εφ = 1 0 2 4 6 8 -4 -2 0 2 4 φ / 2π (orbits) (w − 1)/e

$(w - 1)/e$ against $\varphi/2\pi$, computed. Dotted: the naive curve's envelope, $\pm\sqrt{1 + (\varepsilon\varphi)^2}$. Up to the line $\varepsilon\varphi = 1$ the two curves are hard to tell apart; beyond it they share nothing but the zeros of $\sin$.

37 · Mercury · example

Worked example 2 — Mercury, end to end

from the metric to arcseconds, for Mercury

Step 1. Worked example 1: $u'' + u = GM/L^2 + 3r_gu^2$.

Step 2 — the scale. $r_g = GM_\odot/c^2 = 1.32712\times10^{20}/8.98755\times10^{16} = 1476.6$ m.

Step 3 — the orbit. $a = 5.7909\times10^{10}$ m, $e = 0.20563$, $1 - e^2 = 0.95772$, so $p = 5.5460\times10^{10}$ m.

Step 4 — the small parameter. $\varepsilon = 3r_g/p = 4429.9/5.5460\times10^{10} = 7.9875\times10^{-8}$.

Step 5 — per orbit. $2\pi\varepsilon = 5.0187\times10^{-7}$ rad $\times\ 206\,264.8 = 0.10352''$.

Step 6 — per century. $36\,525/87.9691 = 415.20$ orbits a century:

$$\Delta\varpi = 415.20\times0.10352'' = \mathbf{42.98''}.$$

Step 7 — compare. Observed $42.98 \pm 0.04''$, with no free parameter used.

Step 8 — check. Dimensionless ✓; $c \to \infty$ gives 0 ✓; rounded inputs $a = 5.79\times10^{10}$, $e = 0.2056$ give $42.99''$ ✓.

37 · Mercury

The same formula, far from the Sun

$\Delta\varpi = 6\pi r_g/a(1 - e^2)$ per orbit applies to any orbit with $\varepsilon = 3r_g/p \ll 1$.

orbit$\varepsilon$advance
Mercury$8.0\times10^{-8}$$42.98''$/century
Venus$4.1\times10^{-8}$$8.62''$/century
Earth$3.0\times10^{-8}$$3.84''$/century
S2 around Sgr A*$5.6\times10^{-4}$$12.2'$ per orbit
S2, the star closest to our Galaxy's black hole

$M = 4.26\times10^6M_\odot$, $a = 1031$ au, $e = 0.8847$, period $16.05$ yr. Pericentre $119$ au $\approx 1400$ Schwarzschild radii. First order in $\varepsilon$ is still excellent.

GRAVITY (2020) measured the precession as $f = 1.10 \pm 0.19$ times the prediction.

Double pulsars go further: PSR B1913+16's periastron advances $4.2266^\circ$ a year, used not to test the formula but, trusting it, to weigh the two neutron stars.

section 4

Light: the factor of two

Bend the ray as a Newtonian particle, bend it as a null geodesic, and find which metric component supplies the difference.

37 · light

Bending by general relativity

The null orbit equation (worked example 1, $\sigma = 0$):

$$u'' + u = 3r_g\,u^2 .$$

No $GM/L^2$ term: light has no rest mass for Newton's $-GM/r$ to act on. All the bending is in the new term.

Order 0: $u_0 = \sin\varphi/b$, a line at distance $b$, coming in at $\varphi = 0$, leaving at $\varphi = \pi$.

Order $r_g$: $u_1'' + u_1 = 3r_g\sin^2\varphi/b^2 = \tfrac{3r_g}{2b^2}(1 - \cos2\varphi)$, solved by

$$u_1 = \frac{r_g}{b^2}\big(1 + \cos^2\varphi\big).$$
u₀: y = b M b δ Δθ = 2δ in out

The ray $u_0 + u_1$ drawn with $r_g/b = 0.12$, fifty thousand times the Sun's, so the bend can be seen. Far away it runs along two straight lines, dashed: the asymptotes, each at $\delta$ to the undeflected line $u_0$. The next slide reads $\delta$ off $u_1$.

37 · light

Reading the angle off the asymptotes

The asymptotes. $u = 0$ far away. Near $\varphi = 0$ put $\varphi = -\delta$:

$$0 = -\frac{\delta}{b} + \frac{2r_g}{b^2}\ \Rightarrow\ \delta = \frac{2r_g}{b},$$

and the same at the outgoing end, by symmetry about $\varphi = \pi/2$.

light deflection $$\Delta\theta_{\rm GR} = 2\delta = \frac{4GM}{c^2b}$$
checks

Dimensionless ✓. $b \to \infty$ or $M \to 0$: no bending ✓. Independent of the light's frequency, as the equivalence principle demands ✓.

On the figure of the previous slide, $\delta$ is the angle each dashed asymptote makes with the horizontal, and $\Delta\theta = 2\delta$ the angle between them, measured where they cross above the mass.

For the ray at the limb, $\delta = 2r_g/R_\odot = 0.876''$ at each end.

37 · light

Bending by Newton

Treat light as a particle that moves at $c$ far away, attracted by $-GM/r$ like anything else — Soldner's calculation of 1801, and Cavendish's before him. Unit 08's Binet equation with $L = bc$:

$$u'' + u = \frac{GM}{b^2c^2} = \frac{r_g}{b^2} .$$

Exact solution through the same order-0 line:

$$u = \frac{\sin\varphi}{b} + \frac{r_g}{b^2}.$$

That is a hyperbola, unit 08's unbound orbit. Asymptote: $-\delta/b + r_g/b^2 = 0$, $\delta = r_g/b$.

the Newtonian corpuscle $$\Delta\theta_{\rm N} = \frac{2GM}{c^2b} = \tfrac12\,\Delta\theta_{\rm GR}$$

To first order in $r_g/b$; the exact hyperbola gives $2\arcsin\big(1/\sqrt{1 + b^2/r_g^2}\big)$.

the same as unit 30

Unit 30 got $2GM/c^2b$ from the equivalence principle alone, with no corpuscle. Both see only $g_{tt}$. The next slide proves that is exactly what they have in common.

37 · light

Which metric component supplies the other half

Take any static spherical metric $-A(r)c^2\mathrm dt^2 + B(r)\mathrm dr^2 + r^2\mathrm d\Omega^2$, where $\mathrm d\Omega^2 = \mathrm d\theta^2 + \sin^2\theta\,\mathrm d\varphi^2$, and keep first order:

$$A = 1 - \frac{2r_g}{r},\qquad B = 1 + \gamma\,\frac{2r_g}{r}.$$

$A$ is fixed by the Newtonian limit (unit 32). $\gamma$ labels the spatial part: Schwarzschild has $\gamma = 1$, flat space $\gamma = 0$.

The null radial equation is now $B\,u'^2 = 1/(Ab^2) - u^2$. Expand, differentiate as in worked example 1:

$$u'' + u = \frac{(1 - \gamma)\,r_g}{b^2} + 3\gamma\,r_gu^2 .$$
deflection, component by component $$\Delta\theta = \underbrace{\frac{2r_g}{b}}_{g_{tt}} + \underbrace{\gamma\,\frac{2r_g}{b}}_{g_{rr}} = \frac{1 + \gamma}{2}\cdot\frac{4GM}{c^2b}$$

$\gamma = 0$ is exactly Newton's equation of the previous slide. $\gamma = 1$ is exactly general relativity's. The missing half is $g_{rr}$: radial distances near the Sun are longer than $\mathrm dr$, and light pays for it.

37 · light

One incoming line, two rays

The solution of the previous slide's equation for $\gamma = 0$ and for $\gamma = 1$, each rotated so that it arrives along the same line at distance $b$.

$\gamma = 0$, flat space: Newton's corpuscle, bent by $2r_g/b$, all of it from $g_{tt}$.

$\gamma = 1$, Schwarzschild: the same pull from $g_{tt}$, plus as much again from $g_{rr}$, $4r_g/b$ in all.

$\gamma$ is the PPN parameter γ of the parametrised post-Newtonian framework — "how much space curvature per unit mass".

same incoming line, y = b γ = 0: 13.8° γ = 1: 27.0° M

First-order solutions drawn with $r_g/b = 0.12$, as on the asymptotes figure. The deflections measured from the drawing, $13.8^\circ$ and $27.0^\circ$, are $2r_g/b$ and $4r_g/b$ to within the second-order terms the drawing also contains.

37 · light · example

Worked example 3 — the ray at the limb, both ways

a ray grazing the Sun, $b = R_\odot$

Step 1 — the ratio. $r_g/b = 1476.6/6.957\times10^8 = 2.1225\times10^{-6}$.

Step 2 — Newton ($\gamma = 0$). $2r_g/b = 4.2450\times10^{-6}$ rad; $\times\,206\,264.8$:

$$\Delta\theta_{\rm N} = 0.8756''.$$

Step 3 — general relativity ($\gamma = 1$). $4r_g/b = 8.4900\times10^{-6}$ rad:

$$\Delta\theta_{\rm GR} = 1.7512''.$$

Step 4 — the responsible component. The difference, $0.8756''$, is the $\gamma\,2r_g/b$ term: $g_{rr}$.

Step 5 — the data.

measurementlimb deflection
Eddington, Sobral 1919$1.98 \pm 0.12''$
Eddington, Príncipe 1919$1.61 \pm 0.30''$
VLBI, quasars (2004)$1.7510 \pm 0.0004''$

Step 6 — verdict. $0.8756''$ is excluded by the 1919 data at several probable errors, and by VLBI at 2000 standard errors. $1.7512''$ agrees with both.

Step 7 — check. Deflection $\propto 1/b$: a star seen at two solar radii is bent $0.876''$ in general relativity ✓, which is what VLBI fits across the sky.

section 5

Clocks: the delay and the redshift

Light that arrives late, and light that arrives redder.

37 · clocks

The Shapiro delay

Unit 35's weak field, with unit 32's $g_{00}$ and the spatial part labelled by $\gamma$:

$$\mathrm ds^2 = -\Big(1 - \frac{2r_g}{r}\Big)c^2\mathrm dt^2 + \Big(1 + \gamma\frac{2r_g}{r}\Big)|\mathrm d\vec x|^2 .$$

Light has $\mathrm ds = 0$, so to first order

$$c\,\mathrm dt = \Big(1 + (1 + \gamma)\frac{r_g}{r}\Big)|\mathrm d\vec x| .$$

Integrate along the undeflected line $x \in [-x_1, x_2]$ at distance $b$, with $r = \sqrt{x^2 + b^2}$ and $\int\mathrm dx/\sqrt{x^2 + b^2} = \operatorname{arsinh}(x/b)$.

integrand ∝ 1/r Sun b r = √(x² + b²) Earth Venus −x₁ 0 x x₂

Schematic, not to scale. The integral runs along the straight line from Earth to Venus; $r$ is the distance from the Sun to the point $x$. Above: the integrand $\propto 1/r$, peaked at closest approach, where most of the delay is gathered.

37 · clocks

The delay, and how it falls off with $b$

the Shapiro delay, round trip $$\Delta t = (1 + \gamma)\frac{2GM}{c^3}\ln\frac{4r_1r_2}{b^2}$$

for $b \ll r_1, r_2$, the distances of the two ends from the Sun.

Same $(1 + \gamma)$ as the deflection: half from the clocks ($g_{00}$), half from the rulers ($g_{ij}$). $2GM/c^3 = 9.85\ \mu$s for the Sun.

checks

$[GM/c^3] = \mathsf{T}$ ✓. $M \to 0$: no delay ✓. The delay grows only logarithmically as $b$ shrinks: the extra time is gathered near closest approach.

232.6 μs 205.2 μs 116.3 μs γ = 1 γ = 0: half 1 2 5 10 20 30 0 50 100 150 200 250 b / R☉, log scale round-trip delay (μs)

The round-trip delay for the Earth–Venus geometry of worked example 4, computed from the box. A logarithm is a straight line on a log axis: doubling $b$ always removes the same $27.3\ \mu$s. Dashed: flat space for light, $\gamma = 0$, half as much.

37 · clocks · example

Worked example 4 — Shapiro's proposal: radar to Venus

a radar echo from Venus at superior conjunction, grazing the Sun's limb

Step 1 — geometry. Earth at $r_1 = 1$ au $= 1.4960\times10^{11}$ m; Venus beyond the Sun at $r_2 = 0.72333$ au $= 1.0821\times10^{11}$ m; superior conjunction with the beam grazing, $b = R_\odot = 6.957\times10^8$ m.

Step 2 — the logarithm. $$\frac{4r_1r_2}{b^2} = \frac{4\times1.4960\times10^{11}\times1.0821\times10^{11}}{(6.957\times10^8)^2} = 1.3378\times10^5,$$ whose natural logarithm is $11.804$.

Step 3 — the delay ($\gamma = 1$). $$\Delta t = \frac{4GM}{c^3}\times11.804 = 19.702\ \mu\text{s}\times11.804 = \mathbf{232.6\ \mu s}.$$

Step 4 — the Newtonian-light answer ($\gamma = 0$) is half: $116.3\ \mu$s. So the delay, like the deflection, measures $g_{rr}$.

Step 5 — as a length. $c\Delta t = 69.7$ km, in a round trip of $2(r_1 + r_2) = 5.2\times10^{11}$ m: a part in $7\times10^6$. What is timed is how the echo's delay changes as $b$ sweeps.

Step 6 — check. At $b = 2R_\odot$ the delay drops by $19.702\times\ln4 = 27.3\ \mu$s: the logarithmic sweep an experiment fits ✓.

37 · clocks

Cassini, 2002: one part in a hundred thousand

In June 2002 the Cassini spacecraft, on its way to Saturn, passed behind the Sun as seen from Earth:

  • Earth at $1.016$ au from the Sun, Cassini at $7.42$ au;
  • the radio beam's closest approach $b \approx 1.6\,R_\odot$, on 21 June;
  • two-way links at X band (8.4 GHz) and Ka band (32 GHz), so the plasma's $\nu^{-2}$ delay could be measured and removed.

Problem P4 computes the delay for this geometry: about $260\ \mu$s at closest approach.

the result

Bertotti, Iess and Tortora (2003):

$$\gamma - 1 = (2.1 \pm 2.3)\times10^{-5}.$$

So the $g_{rr}$ half of the delay is present in full to one part in $10^5$. It is the tightest bound on $\gamma$ from any experiment, and it is why unit 35 could say that Brans–Dicke theory has been squeezed.

What was measured was the rate of change of the delay — a fractional frequency shift of order $10^{-10}$ — not the delay itself.

37 · clocks

The redshift, closed exactly

A static observer at $r$ has four-velocity $U = \partial_t/\sqrt{A(r)}$, with $A = 1 - 2r_g/r$, so that $g(U, U) = -c^2$ (unit 27). A photon with wavevector $k$ has conserved $E_k = -g(\partial_t, k)$ (Killing, again). The frequency $\nu$ the observer measures — a light frequency now, not the apsidal $\nu$ of sections 2 and 3 — is proportional to $-g(k, U)$:

$$\nu(r) \propto -g(k, U) = \frac{E_k}{\sqrt{A(r)}} .$$
the exact gravitational redshift $$\frac{\nu_{\rm received}}{\nu_{\rm emitted}} = \sqrt{\frac{1 - 2r_g/r_{\rm e}}{1 - 2r_g/r_{\rm r}}}$$
horizon: ν → 0 exact: √(1 − 2r_g/r_e) first order: 1 − r_g/r_e 2 5 10 15 20 0 0.5 1 r_e / r_g (receiver far away) ν_received / ν_emitted

Light from a static emitter at $r_{\rm e}$ to a receiver far away, computed. Red: the exact ratio, which reaches zero at the horizon. Blue: unit 30's first-order formula, which still gives one half there. Far out they agree, and at the Sun's surface, $r/r_g = 4.7\times10^5$, they agree to $10^{-12}$.

37 · clocks

The redshift, measured

unit 30, recovered

To first order, $\Delta\nu/\nu = -r_g(1/r_{\rm e} - 1/r_{\rm r}) = (\Phi_{\rm e} - \Phi_{\rm r})/c^2$. Near the ground this is $-g_\oplus h/c^2$, with $g_\oplus = 9.81$ m/s² the acceleration of gravity: Pound–Rebka's $2.46\times10^{-15}$ ✓.

It involves only $g_{tt}$, so it has no $\gamma$ in it: the equivalence principle alone predicts it, which is why unit 30 could.

Sun's surface to infinity: $r_g/R_\odot = 2.12\times10^{-6}$, equivalent to a recession of $636$ m/s, measured in the solar spectrum.

Gravity Probe A, 1976

A hydrogen maser rocketed to $10\,000$ km and compared with one on the ground confirmed the formula to $7\times10^{-5}$.

section 6

The tests, then and now

What the classical tests measure, what they cannot, and what came after.

37 · the tests

Modern tests, named and dated

testwhenwhatresult
Gravity Probe B2004–05 flight, 2011 resultgyroscopes in Earth orbit: geodetic precession and frame dragging$6601.8 \pm 18.3$ against $6606.1$ mas/yr; $37.2 \pm 7.2$ against $39.2$ mas/yr
GW15091414 Sep 2015two black holes, $36$ and $29\,M_\odot$, merging; about $3\,M_\odot c^2$ radiatedwaveform matches general relativity; unit 38
S2 at Sgr A*2018, 2020a star's orbit about $4.3\times10^6M_\odot$: redshift, then precessionprecession $1.10 \pm 0.19$ of the prediction
Event Horizon Telescope2019, 2022the photon ring of M87* and of Sgr A*$42 \pm 3$ and $51.8 \pm 2.3\ \mu$as, as $3\sqrt3\,r_g$ predicts
Cassini2002Shapiro delay$\gamma - 1 = (2.1 \pm 2.3)\times10^{-5}$

37 · the tests

Where each test happens

10⁻¹⁰ 10⁻⁸ 10⁻⁶ 10⁻⁴ 10⁻² 1 Gravity Probe B Earth's orbit Mercury Cassini, 1.6R☉ limb S2 pericentre ISCO photon sphere, EHT ring merger, GW150914 first order in r_g/r: γ and β only strong field r_g / r where the effect happens, log scale

Each test placed at the $r_g/r$ of the place its effect is gathered, computed from the numbers on the earlier slides. Ten decades separate Gravity Probe B from the photon sphere; the solar-system tests all sit in the left half.

what the classical tests cannot see

Mercury, the limb and Cassini all probe $r_g/r \lt 10^{-5}$, first order in $r_g$ with two parameters, $\gamma$ and $\beta$. The ISCO, the plunge, the photon sphere and the merger live at $r_g/r \sim 0.1$–$0.5$. Only GW150914 and the Event Horizon Telescope go there; even S2 at pericentre is at $r_g/r \approx 4\times10^{-4}$.

37 · summary

Three numbers, and what each one measures

testformulavaluemetric part
perihelion$6\pi r_g/a(1 - e^2)$$42.98''$/cy$g_{tt}$ to $O(r_g^2)$, $g_{rr}$
deflection$4r_g/b$$1.7512''$$g_{tt}$ + $g_{rr}$, half each
Shapiro$\frac{4GM}{c^3}\ln\frac{4r_1r_2}{b^2}$$233\ \mu$s$g_{tt}$ + $g_{rr}$, half each
redshift$\sqrt{A_{\rm e}/A_{\rm r}}$$2.1\times10^{-6}$$g_{tt}$ only

Newton, dressed as a metric, is $g_{tt}$ with flat space. Every test with a factor of two in it is a test of $g_{rr}$ — of curved space.

Mercury, closed

The metric gave the constants, the constants gave the orbit equation, the orbit equation had one new term, unit 21's method turned the term's secular effect into $\nu = 1 - 3r_g/p$, and $415.2$ orbits of $0.1035''$ make $42.98''$. Le Verrier's residual, 56 years after he found it, with no parameter to spare.

the ray, closed

$0.8756''$ from $g_{tt}$, $0.8756''$ more from $g_{rr}$, $1.7512''$ in all.

37 · checkpoint

Checkpoint

you can now do this, or you cannot

From scratch, with no formula looked up, you compute Mercury's perihelion advance to within $1''$ per century of $43$ and the solar light deflection as $1.75''$, show the latter is exactly twice the Newtonian value and name the metric component responsible — and you can say why unit 21 forbade you from removing the secular term.

Failing it is unambiguous. If your orbit equation has a $2$ or a $\tfrac32$ where the $3$ should be, redo worked example 1 from the normalisation. If you get $0.88''$, you have bent a corpuscle, not a null geodesic. If you cannot say what deleting $\varepsilon e\varphi\sin\varphi$ would predict, reread "Why the secular term must not be removed".

Eleven problems, about seven hours: ./mr problems 37. P2 is the checkpoint's number; P5 proves the factor of two; P3 is the ISCO and accretion discs; P4 is Cassini. When the checkpoint is true: ./mr done 37.